Vishal P. Muni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vishal Prakash Muni, CPWA® was a registered financial professional .
Vishal is a previously registered financial professional and started their career in finance in 2010. Vishal had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2019-11-11
Expire date: 2023-10-31
Experience
August 27, 2015 - September 12, 2024
WP ASSET MANAGEMENT
August 3, 2010 - May 15, 2015
BLUE SPRUCE GLOBAL ADVISORS, LLC
June 4, 2010 - May 15, 2015
BHARGAVA CAPITAL
Primary Firm SEC Registration
WP ASSET MANAGEMENT
CRD#: 279034 / SEC#: 801-125014
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WP ASSET MANAGEMENT
CRD#: 279034 / SEC#: 801-125014
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 494 |
| AUM (Assets Under Management) | $ 115,324,452 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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