Cynthia L. Mullock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Lauren Mullock was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 2010. Cynthia had worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2015 - September 20, 2016
ARTIVEST BROKERAGE LLC
January 14, 2015 - August 31, 2015
SNOWDEN CAPITAL ADVISORS LLC
February 14, 2013 - December 31, 2014
SNOWDEN CAPITAL ADVISORS LLC
February 3, 2012 - August 31, 2015
SNOWDEN ACCOUNT SERVICES LLC
September 1, 2010 - April 28, 2011
CBF ADVISORS, LLC
September 1, 2010 - May 19, 2011
CLEARBROOK INVESTMENT CONSULTING LLC
September 1, 2010 - May 19, 2011
MANAGED ACCOUNT SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ARTIVEST BROKERAGE LLC
CRD#: 168218 / SEC#: , 8-69297
Contact information
Documents
Red Flags
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