Jake F. Mellor

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CRD#: 5785588

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jake Floyd Mellor, CFP®, who also goes by Jake Mellor, was a registered financial professional .

Jake is a previously registered financial professional and started their career in finance in 2010. Jake had worked at 11 firms and has passed the Series 63, Series 66, Series 22TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jake Mellor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Past

October 30, 2023 - February 5, 2024

FOURSTAR WEALTH ADVISORS, LLC

RIA

CRD#: 169613

Price, UT

Past

November 14, 2022 - January 31, 2023

NOBLES & RICHARDS, INC.

CRD#: 146870

PLANO, TX

Past

May 25, 2022 - October 30, 2023

OWLFI

RIA

CRD#: 311854

Price, UT

Past

December 13, 2021 - May 5, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

February 24, 2020 - May 5, 2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Price, UT

Past

August 10, 2017 - February 24, 2020

LEGACY WEALTH MANAGEMENT, LLC

RIA

CRD#: 174767

Price, UT

Past

September 28, 2015 - February 24, 2017

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

PRICE, UT

Past

September 28, 2015 - February 24, 2017

CETERA WEALTH SERVICES, LLC

CRD#: 13572

PRICE, UT

Past

June 22, 2015 - September 14, 2015

WORLD EQUITY GROUP, INC.

RIA

CRD#: 29087

Price, UT

Past

June 22, 2015 - September 14, 2015

WORLD EQUITY GROUP, INC.

CRD#: 29087

Price, UT

Past

October 15, 2012 - June 15, 2015

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

PRICE, UT

Past

October 12, 2012 - June 15, 2015

EQUITABLE ADVISORS, LLC

CRD#: 6627

PRICE, UT

Past

March 15, 2011 - October 4, 2012

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

PRICE, UT

Past

November 4, 2010 - October 4, 2012

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

PRICE, UT

Past

August 30, 2010 - September 1, 2010

INSPHERE SECURITIES, INC.

CRD#: 136433

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOURSTAR WEALTH ADVISORS, LLC

FAMILY WEALTH LEGACY ADVISORS | GINGER ADVISORS, LLC | FOURSTAR WEALTH ADVISORS, LLC

CRD#: 169613 / SEC#: 801-110467

RIA

Registered Investment Advisory firm - (4/21/2017 Approved)

Illinois

Registered Investment Advisory firm - (4/21/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/14/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/4/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 22TO

Date: 12/11/2021

Direct Participation Programs Representative Examination

General Industry/Product Exam

SIE

Date: 12/10/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/28/2010

General Securities Representative Examination

Current Firm

FOURSTAR WEALTH ADVISORS, LLC

FAMILY WEALTH LEGACY ADVISORS | GINGER ADVISORS, LLC | FOURSTAR WEALTH ADVISORS, LLC

CRD#: 169613 / SEC#: 801-110467

RIA

Registered Investment Advisory firm - (4/21/2017 Approved)

Illinois

Registered Investment Advisory firm - (4/21/2017 Terminated)

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Contact information

Main Address

1 N. Lasalle Street Suite 2225, Chicago, IL 60602

Mailing Address

Phone number

(312) 667-1750

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,309
AUM (Assets Under Management)	$ 1,240,902,908

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2025	Cover Page	Report
05/28/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jake F. Mellor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NOBLES & RICHARDS, INC.

OWLFI

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

LEGACY WEALTH MANAGEMENT, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

WORLD EQUITY GROUP, INC.

WORLD EQUITY GROUP, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

INSPHERE SECURITIES, INC.

Primary Firm SEC Registration

FOURSTAR WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/14/2020

Series 66

Date: 3/4/2011

Series 22TO

Date: 12/11/2021

SIE

Date: 12/10/2021

Series 7

Date: 8/28/2010

Current Firm

FOURSTAR WEALTH ADVISORS, LLC

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FOURSTAR WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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