Alexander G. Knight

ASSETALIGN

Stoneham, MA

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CRD#: 5785447

Professional summary

Alexander Galvin Knight, CIMA® is a registered financial advisor currently at ASSETALIGN located in Stoneham, Massachusetts.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Alexander has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Galvin Knight's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

June 11, 2024 - Present

ASSETALIGN

RIA

CRD#: 329950

Stoneham, MA

Past

February 23, 2022 - March 19, 2024

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

May 10, 2010 - December 15, 2021

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/1/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/23/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/7/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ASSETALIGN

ABTW LLC | ASSETALIGN

CRD#: 329950 / SEC#: 801-134294

Massachusetts

Registered Investment Advisory firm - (3/26/2024 Approved)

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Contact information

Main Address

Hingham, MA

Mailing Address

Phone number

(415) 745-0142

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

ASSETALIGN ADV BROCHURE 8.1.2025 (8/5/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Alexander G. Knight

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Galvin Knight's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSETALIGN

FORESIDE FUND SERVICES, LLC

NATIXIS DISTRIBUTION, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/1/2024

Series 63

Date: 7/23/2010

SIE

Date: 10/1/2018

Series 7

Date: 1/21/2011

Series 6

Date: 5/7/2010

Current Firm

ASSETALIGN

Contact information

Documents

Part 2 Brochures

Red Flags

Company Information

ASSETALIGN

TRUST BUT VERIFY

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