RD
Roger F. Deterding
THRIVENT INVESTMENT MANAGEMENT
MOUNT HOREB, WI 53572
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CRD#: 5784937
RD
Professional summary
Roger Frederick Deterding, ChFC®, who also goes by Roger F Detarding, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Mount Horeb, Wisconsin.
Roger is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Roger has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Roger F Detarding
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MOUNT HOREB AREA HISTORICAL SOCIETY POSITION: Treasurer NATURE: They operate the Driftless Historium Museum which is Mount Horeb's local Historical Society. They have historical programs and exhibits for the community. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2020 ADDRESS: 100 S Second St, Mount Horeb WI 53572, United States DESCRIPTION: Monitor the balance sheet, income and expense statements and help oversee the Historical Society business practices. Participate as a voting member of the governing board but will abstain from voting on any investment and financial decisions. I will NOT have any check writing privileges and all checks and bill paying will be taken care of by the President and Vice President. LAKE THOMPSON RETREAT LLC POSITION: Co-Owner NATURE: This is a vacation cabin owned equally by 3 couples living in Wisconsin. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2022 ADDRESS: 4032 N Shore Dr., Rhinelander WI 54501, United States DESCRIPTION: I have no duties. My wife and I are simply 1/3 owners of the property. LANDMARK RESORT POSITION: Condominium Unit Owner NATURE: We are purchasing a Condominium Unit in Egg Harbor, WI at the Landmark Resort. We plan to use it for our own family use as a vacation spot, and also rent it to other vacationers when we are not using it. The rentals are all handled by the Landmark Resort Rental Program. They do all the bookings, manage the facility and clean the unit. We would get reimbursed a portion of the rental income through 1099 income paid out on a monthly basis. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2025 ADDRESS: 4920 Landmark Cir, Unit 2201(201-B1), Egg Harbor WI 54209, United States DESCRIPTION: I have no role in the rentals other than being the owner of the unit.
CRS (Client Relationship Summary) - RIA
Click below to view Roger Frederick Deterding's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Roger Frederick Deterding's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 12, 2010 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 127 N Brookwood Drive, Mount Horeb, WI 53572RIA
BD
CRD#: 18387
MOUNT HOREB, WI
Current
June 15, 2010 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 127 N Brookwood Drive, Mount Horeb, WI 53572RIA
BD
CRD#: 18387
MOUNT HOREB, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(6/17/2016)
RR
Colorado(7/20/2021)
RR
Illinois(8/4/2010)
RR
Indiana(5/16/2019)
RR
Iowa(1/17/2017)
RR
Kentucky(6/23/2020)
RR
Michigan(5/22/2018)
RR
Minnesota(3/30/2011)
RR
Missouri(7/27/2012)
RR
New Mexico(3/1/2017)
RR
North Carolina(6/20/2024)
RR
Pennsylvania(2/14/2017)
RR
Texas(6/12/2017)
IAR
Texas(6/19/2017)
RR
Utah(9/2/2021)
RR
Wisconsin(7/12/2010)
IAR
Wisconsin(7/12/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
