JB
Joshua D. Becker
CU INVESTMENT SOLUTIONS LLC
Overland Park, KS 66210
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CRD#: 5784666
JB
Professional summary
Joshua Damon Becker is a registered financial advisor currently at CU INVESTMENT SOLUTIONS LLC located in Overland Park, Kansas.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Joshua has worked at 1 firm and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Damon Becker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joshua Damon Becker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 21, 2010 - Present
CU INVESTMENT SOLUTIONS LLC
Office #1: 8500 W. 110th Street Suite 650, Overland Park, KS 66210RIA
BD
CRD#: 43753
Overland Park, KS
Current
July 21, 2010 - Present
CU INVESTMENT SOLUTIONS LLC
Office #1: 8500 W. 110th Street Suite 650, Overland Park, KS 66210RIA
BD
CRD#: 43753
Overland Park, KS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/25/2025)
RR
Arkansas(5/22/2025)
RR
Florida(9/21/2010)
RR
Idaho(3/25/2025)
RR
Illinois(4/2/2025)
RR
Iowa(3/25/2025)
RR
Kansas(9/21/2010)
IAR
Kansas(9/21/2010)
RR
Louisiana(3/25/2025)
RR
Maine(4/2/2025)
RR
Maryland(4/9/2025)
RR
Massachusetts(9/21/2010)
RR
Mississippi(3/25/2025)
RR
Missouri(5/2/2025)
RR
Montana(5/22/2025)
RR
Nebraska(3/25/2025)
RR
Nevada(3/25/2025)
RR
New Hampshire(3/25/2025)
RR
New Mexico(7/24/2025)
RR
North Dakota(5/21/2025)
RR
Oklahoma(3/25/2025)
RR
Oregon(3/25/2025)
RR
Rhode Island(3/25/2025)
RR
South Carolina(3/25/2025)
RR
South Dakota(5/16/2025)
RR
Tennessee(4/2/2025)
RR
Utah(9/21/2010)
RR
Vermont(6/13/2025)
RR
Virginia(3/25/2025)
RR
Washington(5/16/2025)
RR
West Virginia(3/25/2025)
RR
Wisconsin(3/25/2025)
RR
Wyoming(5/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CU INVESTMENT SOLUTIONS LLC
CU INVESTMENT SOLUTION INC | U.S. CENTRAL CAPITAL MARKETS, INC. | CU INVESTMENT SOLUTIONS, INC. | CU INVESTMENT SOLUTIONS LLC | CU INVESTMENT SOLUTIONS INC
CRD#: 43753 / SEC#: , 8-50400
Kansas
Registered Investment Advisory firm - SEC (1/8/1998 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
8500 W. 110th Street Suite 650, Overland Park, KS 66210
Mailing Address
8500 W. 110th Street Suite 650, Overland Park, KS 66210
Phone number
(913) 912-5240
Established
Kansas since 06/30/2011
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees
5
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLOYA CORPORATE FCU | OWNER | |
| CATALYST FEDERAL CREDIT UNION | OWNER | |
| CORPORATE AMERICA CREDIT UNION | OWNER | |
| MILLENNIUM CORPORATE CREDIT UNION | OWNER | |
| TRICORP FEDERAL CREDIT UNION | OWNER | |
| VOLUNTEER CORPORATE CREDIT UNION | OWNER | |
| BECKER, JOSHUA DAMON | CHIEF OPERATING OFFICER | 5784666 |
| JACKSON, MATTHEW DAVID | CEO/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | 3251494 |
| THOMAS, BRADFORD LOWELL | CHIEF FINANCIAL OFFICER | 6180244 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
