James W. Davies

NAVIGATION WEALTH MANAGEMENT

FORT COLLINS, CO 80525

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CRD#: 5784630

Professional summary

James W Davies, AIF®, who also goes by Jim Davies, is a registered financial advisor currently at NAVIGATION WEALTH MANAGEMENT located in Fort Collins, Colorado.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. James has worked at 4 firms and has passed the Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Davies

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CHOICE PLUS INSURANCE LLC. DBA DAVIES ADVISORY GROUP. PROVIDES FINANCIAL SERVICES AND SALE OF LIFE INSURANCE THROUGH VARIOUS INSURANCE COMPANIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James W Davies's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

April 26, 2016 - Present

NAVIGATION WEALTH MANAGEMENT

Office #1: 2038 Caribou Drive Suite 100, Fort Collins, CO 80525

RIA

CRD#: 282640

FORT COLLINS, CO

Past

May 23, 2014 - April 25, 2016

SIGMA FINANCIAL CORPORATION

CRD#: 14303

FORT COLLINS, CO

Past

August 13, 2013 - April 25, 2016

SPC

RIA

CRD#: 110692

FORT COLLINS, CO

Past

December 14, 2011 - December 31, 2013

FINANCIAL STEWARDS WEALTH MANAGEMENT

RIA

CRD#: 157090

FORT COLLINS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVIGATION WEALTH MANAGEMENT

NAVIGATION WEALTH MANAGEMENT | NAVIGATION WEALTH MANAGEMENT, INC.

CRD#: 282640 / SEC#: 801-119615

RIA

Registered Investment Advisory firm - (10/26/2020 Approved)

Arizona

Registered Investment Advisory firm - (11/20/2020 Terminated)

Colorado

Registered Investment Advisory firm - (11/30/2020 Terminated)

Kansas

Registered Investment Advisory firm - (11/20/2020 Terminated)

Texas

Registered Investment Advisory firm - (11/20/2020 Terminated)

Wyoming

Registered Investment Advisory firm - (11/20/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(4/26/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/8/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 4/25/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/14/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NAVIGATION WEALTH MANAGEMENT

NAVIGATION WEALTH MANAGEMENT | NAVIGATION WEALTH MANAGEMENT, INC.

CRD#: 282640 / SEC#: 801-119615

RIA

Registered Investment Advisory firm - (10/26/2020 Approved)

Arizona

Registered Investment Advisory firm - (11/20/2020 Terminated)

Colorado

Registered Investment Advisory firm - (11/30/2020 Terminated)

Kansas

Registered Investment Advisory firm - (11/20/2020 Terminated)

Texas

Registered Investment Advisory firm - (11/20/2020 Terminated)

Wyoming

Registered Investment Advisory firm - (11/20/2020 Terminated)

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Contact information

Main Address

2038 Caribou Drive Suite 100, Fort Collins, CO 80525

Mailing Address

Phone number

(970) 672-1236

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A & 2B (2/21/2025)

Regulatory assets under management

Total Number of Accounts	1,470
AUM (Assets Under Management)	$ 127,745,098

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James W. Davies

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James W Davies's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAVIGATION WEALTH MANAGEMENT

SIGMA FINANCIAL CORPORATION

SPC

FINANCIAL STEWARDS WEALTH MANAGEMENT

Primary Firm SEC Registration

NAVIGATION WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/8/2011

SIE

Date: 4/25/2016

Series 6

Date: 5/14/2014

Current Firm

NAVIGATION WEALTH MANAGEMENT

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAVIGATION WEALTH MANAGEMENT

TRUST BUT VERIFY

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