Charles Marks
Professional Summary
Charles Marks, who also goes by Charles Neal Marks, is a registered financial advisor currently at MARKS WEALTH MANAGEMENT located in Ellicott City, Maryland. Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Charles has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Financial Planning
- Estate & Legacy Planning
- Retirement Planning
Biography
Forbes Magazine ranked Charlie #4 in 2020’s Top Next-Gen Wealth Advisor and #46 in 2020’s Top-In-State Wealth Advisor list for the state of Maryland. Charlie has a proven track record of strong financial performance with his clients. Since launching their list, Forbes Magazine has recognized Charlie every year including ranking him as a Best-In-State Wealth Advisor in 2018 and 2019 and as a Top Next-Gen Wealth Advisor in 2017, 2018, and 2019. His team provides...
Other Aliases
Charles Neal Marks
Similar Advisors
WILLIAMS ASSET MANAGEMENT
WILLIAMS ASSET MANAGEMENT
THE MARSHALL FINANCIAL GROUP LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
WILLIAMS ASSET MANAGEMENT
WILLIAMS ASSET MANAGEMENT
THE MARSHALL FINANCIAL GROUP LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
facebook.com/xxxxxx
xxxxx@xxxx.xxx
Similar Advisors
WILLIAMS ASSET MANAGEMENT
WILLIAMS ASSET MANAGEMENT
THE MARSHALL FINANCIAL GROUP LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
WILLIAMS ASSET MANAGEMENT
WILLIAMS ASSET MANAGEMENT
THE MARSHALL FINANCIAL GROUP LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
Years of Experience
15 years in the financial services industry
Current & Past Employments
Similar Advisors
WILLIAMS ASSET MANAGEMENT
WILLIAMS ASSET MANAGEMENT
THE MARSHALL FINANCIAL GROUP LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
Current Firm
CORNERS ADVISORS, LLC | MARKS WEALTH, LLC | MARKS WEALTH MANAGEMENT
Contact Information
Main Address
11690 Frederick Rd, Ellicott City, MD 21042Phone Number
(410) 934-1199# of Employees
5SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
881AUM (Assets Under Management)
$409,204,249Similar Advisors
WILLIAMS ASSET MANAGEMENT
WILLIAMS ASSET MANAGEMENT
THE MARSHALL FINANCIAL GROUP LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
WILLIAMS ASSET MANAGEMENT
WILLIAMS ASSET MANAGEMENT
THE MARSHALL FINANCIAL GROUP LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
Primary Firm SEC Registration
CORNERS ADVISORS, LLC | MARKS WEALTH, LLC | MARKS WEALTH MANAGEMENT
State Registrations and Notice Filings
(9/18/2020)
(3/1/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
WILLIAMS ASSET MANAGEMENT
WILLIAMS ASSET MANAGEMENT
THE MARSHALL FINANCIAL GROUP LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Marks's CRS (Customer Relationship Summary).
Services Offered by Charles
- Financial Planning
- Estate & Legacy Planning
- Retirement Planning
Similar Advisors
WILLIAMS ASSET MANAGEMENT
WILLIAMS ASSET MANAGEMENT
THE MARSHALL FINANCIAL GROUP LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
