Stephen N. Spicer
Professional summary
Stephen Neil Spicer II, CFP®, who also goes by Stephen Neil Spicer, is a registered financial advisor currently at SPICER CAPITAL located in Fayetteville, Arkansas.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Stephen has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Neil Spicer II's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2013
Experience
February 1, 2023 - Present
SPICER CAPITAL
Office #1: 18431 Cantering Way, Fayetteville, AR 72701March 12, 2021 - December 31, 2022
SPICER CAPITAL
December 11, 2019 - March 4, 2021
QUILITY FINANCIAL ADVISORS
January 31, 2017 - December 11, 2019
SPICER CAPITAL, LLC
June 17, 2013 - January 7, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 25, 2010 - January 7, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/1/2023)
Exams
Current Firm
SPICER CAPITAL
CRD#: 312505 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 32 |
| AUM (Assets Under Management) | $ 5,860,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SPICER CAPITAL
CRD#: 312505Fayetteville, AR 72701TRUST BUT VERIFY
Monitor Stephen Spicer
Get automatic monthly alerts on:
