Christopher J. Wharton
Professional summary
Christopher James Wharton, who also goes by Chistopher J Wharton, Chistopher James Wharton, Chris James Wharton, is a registered financial professional currently at WORLD INVESTMENTS, LLC located in Lincroft, New Jersey.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2010. Christopher has worked at 4 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher James Wharton's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2025 - Present
WORLD INVESTMENTS, LLC
Office #1: 437 Newman Springs Road, Lincroft, NJ 07738September 1, 2020 - October 31, 2025
PENSIONMARK SECURITIES, LLC
July 26, 2016 - September 4, 2020
CETERA WEALTH SERVICES, LLC
May 20, 2010 - May 3, 2016
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2025)
Exams
FINRA
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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