Pragna D. Shere
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pragna Datturao Shere, CFA, who also goes by Pragna Shere, was a registered financial professional .
Pragna is a previously registered financial professional and started their career in finance in 2010. Pragna had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2017 - April 5, 2018
REDWOOD INVESTMENTS, LLC
November 21, 2013 - October 3, 2016
ASHFIELD CAPITAL PARTNERS
July 9, 2010 - April 2, 2013
BRYAN GARNIER SECURITIES, LLC
Primary Firm SEC Registration
REDWOOD INVESTMENTS, LLC
CRD#: 133028 / SEC#: 801-63597
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REDWOOD INVESTMENTS, LLC
CRD#: 133028 / SEC#: 801-63597
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 104 |
| AUM (Assets Under Management) | $ 1,051,815,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
