David M. Somekh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Maurice Somekh, who also goes by David Maurise Somekh, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2010. David had worked at 1 firm and has passed the Series 65, Series 66, Series 57TO, Series 99TO, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2010 - July 9, 2026
ELARA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 3/22/2021
Investment Banking Registered Representative ExaminationSeries 55
Date: 6/16/2010
Limited Representative-Equity Trader ExamCurrent Firm
ELARA SECURITIES, INC.
CRD#: 151232 / SEC#: , 8-68346
Contact information
FINRA licenses (13 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
