James Bedrock
Professional Summary
James Bedrock, who also goes by James David Bedrock, is a registered financial advisor currently at CATALYST CAPITAL ADVISORS LLC located in Edgewater, Maryland and ALT FUND DISTRIBUTORS LLC located in New York, New York. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. James has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James David Bedrock
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
CATALYST CAPITAL ADVISORS LLC
Contact Information
Main Address
207 Calle De Parque Floor 7, Suite 2, San Juan, PR 00912Phone Number
(646) 757-8387# of Employees
17SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
19AUM (Assets Under Management)
$10,302,566,935Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CATALYST CAPITAL ADVISORS LLC
State Registrations and Notice Filings
(6/6/2023)
(9/13/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view James Bedrock's CRS (Customer Relationship Summary).
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