Sam F. Ghaly
Professional summary
Sam Fathy Ghaly, who also goes by Sameh F Ghaly, is a registered financial advisor currently at SANTA MONICA WEALTH MANAGEMENT, LLC located in Keller, Texas.
Sam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Sam has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sam Fathy Ghaly's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2018 - Present
SANTA MONICA WEALTH MANAGEMENT, LLC
Office #2: 2100 W. Loop S. Suite 800, Houston, TX 77027July 17, 2014 - October 9, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
July 17, 2014 - October 9, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 18, 2012 - July 29, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
February 22, 2012 - July 29, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
July 15, 2011 - February 28, 2012
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/2/2018)
Exams
Current Firm
SANTA MONICA WEALTH MANAGEMENT, LLC
CRD#: 298174 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 15,422,775 |
Red Flags
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