Theodore J. Moreau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Joseph Moreau JR., who also goes by Ted Moreau, Teddy Moreau, Theodore Joseph Moreau, Theordore Joseph Moreau Jr., Theordore Joseph Moreau, Jr., was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 2010. Theodore had worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2014 - February 4, 2016
BARRINGTON RESEARCH ASSOCIATES, INC.
July 2, 2012 - April 30, 2014
VIRTU AMERICAS LLC
March 21, 2012 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
July 12, 2010 - November 16, 2011
WJB CAPITAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BARRINGTON RESEARCH ASSOCIATES, INC.
CRD#: 13820 / SEC#: , 8-29831
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
