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SW

Stephen Warren

SERAPHIM WEALTH ADVISORS
Atlanta, GA 30339
CRD#: 5782386
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SW
Stephen WarrenSERAPHIM WEALTH ADVISORS

Professional summary


Stephen Warren, who also goes by Stephen Garnett Warren, is a registered financial advisor currently at SERAPHIM WEALTH ADVISORS, INC. located in Atlanta, Georgia.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Stephen has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Stephen Garnett Warren

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 8, 2026 - Present

SERAPHIM WEALTH ADVISORS, INC.

Office #1: 2727 Paces Ferry Road Se Suite 750, Atlanta, GA 30339
CRD#: 309457
Atlanta, GA
Past

August 18, 2020 - December 31, 2025

SERAPHIM WEALTH ADVISORS, INC.

RIA
CRD#: 309457
ATLANTA, GA
Past

December 23, 2019 - August 21, 2020

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
Atlanta, GA
Past

December 13, 2019 - August 21, 2020

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Atlanta, GA
Past

August 6, 2018 - October 30, 2019

EDWARD JONES

RIA
CRD#: 250
Atlanta, GA
Past

July 25, 2018 - October 30, 2019

EDWARD JONES

BD
CRD#: 250
Atlanta, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(5/8/2026)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/28/2018
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


SW
SERAPHIM WEALTH ADVISORS, INC.
SERAPHIM WEALTH ADVISORS, INC.

CRD#: 309457 / SEC#:

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Contact information


Main Address
2727 Paces Ferry Road Se Suite 750, Atlanta, GA 30339
Mailing Address
Phone number
(404) 381-2275
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts268
AUM (Assets Under Management)$ 49,515,377

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SERAPHIM WEALTH ADVISORS, INC.

CRD#: 309457Atlanta, GA 30339

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