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DD

David R. Dorman

MASECO PRIVATE WEALTH
LONDON, WC2R 0HS
Some features on this profile are disabled
CRD#: 5781886
DD

Professional summary

David Rory Dorman is a registered financial advisor currently at MASECO PRIVATE WEALTH .

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. David has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Rory Dorman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 16, 2013 - Present

MASECO PRIVATE WEALTH

Office #1: Burleigh House 357 Strand, London, WC2R 0HS
RIA
CRD#: 147686
LONDON,
Past

September 24, 2010 - December 18, 2012

MASECO PRIVATE WEALTH

RIA
CRD#: 147686
LONDON,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MP
MASECO PRIVATE WEALTH
MASECO FINANCIAL | MASECO PRIVATE WEALTH | MASECO LLP | MASECO INSTITUTIONAL

CRD#: 147686 / SEC#: 801-69385

RIA
Registered Investment Advisory firm - (8/18/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(1/16/2013)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/8/2010
Uniform Investment Adviser Law Examination

Current Firm

MP
MASECO PRIVATE WEALTH
MASECO FINANCIAL | MASECO PRIVATE WEALTH | MASECO LLP | MASECO INSTITUTIONAL

CRD#: 147686 / SEC#: 801-69385

RIA
Registered Investment Advisory firm - (8/18/2008 Approved)
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Contact information

Main Address
The Kodak 11 Keeley Street, London, WC2B 4BA
Mailing Address
Phone number
+44 20 7043 0455
Established
Firm type
Fiscal year end
# of Employees
125

SEC notice filing (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A ADV BROCHURE JULY 2025 (7/22/2025)

Regulatory assets under management

Total Number of Accounts4,554
AUM (Assets Under Management)$ 3,829,868,260

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MASECO PRIVATE WEALTH

CRD#: 147686London, WC2R 0HS

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