Cameron J. Penney

PENNEY FINANCIAL

HOUSTON, TX 77024-4563

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CRD#: 5781870

Professional summary

Cameron John Penney, CFP®, who also goes by Cameron J Penney, is a registered financial advisor currently at PENNEY FINANCIAL located in Houston, Texas.

Cameron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Cameron has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Biography

We offer a complimentary 'Get Acquainted Meeting' to see if we are the right partner for you.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Tax Planning

Estate Planning

Retirement Planning

Investment Planning

Retirement Income Management

Do you have an area of expertise or specialization?

AUM

Fixed Fee (Subscription, Retai...

Hourly

Investment Advice with Ongoing...

Retirement Planning & Distribu...

Tax Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Cameron J Penney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cameron John Penney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

January 15, 2016 - Present

PENNEY FINANCIAL

Office #1: 825 Town And Country Lane 12th Fl, Houston, TX 77024-4563

RIA

CRD#: 282084

HOUSTON, TX

Past

July 9, 2014 - August 26, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HOUSTON, TX

Past

July 9, 2014 - August 26, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HOUSTON, TX

Past

May 13, 2014 - June 27, 2014

FSC SECURITIES CORPORATION

CRD#: 7461

HOUSTON, TX

Past

October 23, 2013 - June 27, 2014

SCF PRIVATE WEALTH HOLDINGS, LLC

RIA

CRD#: 151299

HOUSTON, TX

Past

February 26, 2013 - May 28, 2014

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

HOUSTON, TX

Past

October 1, 2012 - February 22, 2013

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

SAN ANTONIO, TX

Past

October 1, 2012 - February 22, 2013

J.P. MORGAN SECURITIES LLC

CRD#: 79

SAN ANTONIO, TX

Past

May 3, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

SAN ANTONIO, TX

Past

May 3, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

SAN ANTONIO, TX

Past

August 10, 2010 - April 12, 2012

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

CIBOLO, TX

Past

June 24, 2010 - April 12, 2012

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

CIBOLO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PENNEY FINANCIAL

PENNEY FINANCIAL | PENNEY FINANCIAL, LLC

CRD#: 282084 / SEC#: 801-122353

RIA

Registered Investment Advisory firm - (9/20/2021 Approved)

Louisiana

Registered Investment Advisory firm - (12/6/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/2/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(4/22/2019)

IAR

Texas
(1/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/6/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/9/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/26/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/1/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/22/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PENNEY FINANCIAL

PENNEY FINANCIAL | PENNEY FINANCIAL, LLC

CRD#: 282084 / SEC#: 801-122353

RIA

Registered Investment Advisory firm - (9/20/2021 Approved)

Louisiana

Registered Investment Advisory firm - (12/6/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/2/2021 Terminated)

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Contact information

Main Address

825 Town And Country Lane 12th Fl, Houston, TX 77024-4563

Mailing Address

Phone number

(713) 300-5165

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PENNEY FINANCIAL FORM ADV PART 2 BROCHURE (10/13/2025)

Regulatory assets under management

Total Number of Accounts	397
AUM (Assets Under Management)	$ 236,084,603

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Cameron J. Penney

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cameron John Penney's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

FSC SECURITIES CORPORATION

SCF PRIVATE WEALTH HOLDINGS, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

PENNEY FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 8/6/2010

Series 63

Date: 7/9/2010

SIE

Date: 8/26/2015

Series 7

Date: 6/1/2012

Series 6

Date: 6/22/2010

Current Firm

PENNEY FINANCIAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PENNEY FINANCIAL

TRUST BUT VERIFY

Contact information

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