William P. Mulvahill
TRAILHEAD PLANNERS
Edina, MN 55439
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CRD#: 5781832
Professional summary
William Patrick Mulvahill, CFP® is a registered financial advisor currently at TRAILHEAD PLANNERS, LLC located in Edina, Minnesota.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. William has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 86 and Series 87 exams.
Biography
Bill has a bachelor’s degree in finance from the University of St. Thomas and a masters degree in taxation from the University of Minnesota’s Carlson School of Management in Minneapolis, Minnesota. He is a Certified Financial Planner™ and a Certified Public Accountant (CPA) registered with the Minnesota Board of Accountancy. He is also a proud member of the National Association of Personal Financial Advisors (NAPFA), the XY Planning Network, the Minnesota Society of Certified Public Accountants (MNCPA) and the American Institute of CPAs (AICPA). Currently, Bill and his wife, Kelly, live in St. Louis Park, Minnesota with their yellow lab, Max. In their free time, they enjoy reading, golfing and planning their next adventure out west.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Retirement Planning
Investment Planning
Small Business Planning
Education Planning
Tax Planning
Do you have an area of expertise or specialization?
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Socially Responsible Investmen...
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view William Patrick Mulvahill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
January 18, 2020 - Present
TRAILHEAD PLANNERS, LLC
Office #1: 5151 Edina Industrial Blvd, Suite 200, Edina, MN 55439RIA
CRD#: 284610
Edina, MN
Past
March 28, 2019 - February 5, 2020
ESSENTIAL WEALTH
RIA
CRD#: 299913
MINNEAPOLIS, MN
Past
November 10, 2016 - December 18, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MINNEAPOLIS, MN
Past
October 5, 2016 - December 18, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
July 16, 2012 - July 27, 2012
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
MINNETONKA, MN
Past
June 29, 2010 - May 10, 2012
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TRAILHEAD PLANNERS, LLC
TRAILHEAD PLANNERS, INC. | TRAILHEAD PLANNERS, LLC
CRD#: 284610 / SEC#: 801-129254
RIA
Registered Investment Advisory firm - (1/2/2024 Approved)California
Registered Investment Advisory firm - (2/18/2024 Terminated)Minnesota
Registered Investment Advisory firm - (1/19/2024 Terminated)Oregon
Registered Investment Advisory firm - (1/29/2024 Terminated)Texas
Registered Investment Advisory firm - (1/19/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/10/2022)
IAR
Minnesota(1/18/2020)
IAR
Oregon(1/18/2020)
IAR
Texas(6/2/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TRAILHEAD PLANNERS, LLC
TRAILHEAD PLANNERS, INC. | TRAILHEAD PLANNERS, LLC
CRD#: 284610 / SEC#: 801-129254
RIA
Registered Investment Advisory firm - (1/2/2024 Approved)California
Registered Investment Advisory firm - (2/18/2024 Terminated)Minnesota
Registered Investment Advisory firm - (1/19/2024 Terminated)Oregon
Registered Investment Advisory firm - (1/29/2024 Terminated)Texas
Registered Investment Advisory firm - (1/19/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Portland, OR
Mailing Address
Po Box 14008, Portland, OR 97293
Phone number
(503) 773-9682
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 526 |
| AUM (Assets Under Management) | $ 149,447,200 |
Red Flags
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