Michael P. Lyng
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Lyng was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2010. Michael had worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2010 - January 9, 2023
AURIA SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
AURIA SERVICES CORP.
CRD#: 27851 / SEC#: , 8-43249
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AURIA CAPITAL INC. | OWNER | |
| ERNST, MANFRED HARALD | PRESIDENT, CCO | 1953506 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
