EL
Eric W. Lathrop
AURORA PRIVATE WEALTH
Flemington, NJ 08822
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CRD#: 5781631
EL
Professional summary
Eric William Lathrop, who also goes by Eric William Lathrop, Frederic William Lathrop, is a registered financial advisor currently at AURORA PRIVATE WEALTH, INC. located in Flemington, New Jersey and APW CAPITAL, INC. located in Flemington, New Jersey.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Eric has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric William Lathrop | Frederic William Lathrop
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Eric Lathrop SP; non-investment related; Flemington, NJ; Service & Duties: Fixed insurance and fixed annuities with various carriers; Start date: 2/12/19; Title: Senior Wealth Advisor; Time spent: 1 hour/month.
(2) Aurora Private Wealth, Inc., Investment related: Yes, 100 Enterprise Drive, Suite 504, Rockaway, New Jersey, 07866, This RIA provides Charles Schwab Advisor trading platform and compliance services to me., Wealth Advisor , 01/01/2019, 175 hours/month, Advise and provide advisory services to clients' investment accounts.
CRS (Client Relationship Summary) - RIA
Click below to view Eric William Lathrop's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2019 - Present
AURORA PRIVATE WEALTH, INC.
Office #1: 151 Main Street, Flemington, NJ 08822RIA
CRD#: 281604
Flemington, NJ
Current
January 2, 2019 - Present
APW CAPITAL, INC.
Office #1: 151 Main Street, Flemington, NJ 08822BD
CRD#: 43814
Flemington, NJ
Past
May 2, 2016 - December 31, 2018
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Flemington, NJ
Past
February 11, 2015 - December 31, 2018
INSIGHT PRIVATE ADVISORS, LLC
RIA
CRD#: 169017
FLEMINGTON, NJ
Past
June 11, 2012 - December 11, 2014
PREMIER COLLEGE FUNDING
RIA
CRD#: 151342
FLEMINGTON, NJ
Past
January 6, 2012 - May 2, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
FLEMINGTON, NJ
Past
January 6, 2012 - May 2, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
FLEMINGTON, NJ
Past
July 5, 2010 - January 23, 2012
MORGAN STANLEY
RIA
CRD#: 149777
ALLENTOWN, PA
Past
June 7, 2010 - January 23, 2012
MORGAN STANLEY
BD
CRD#: 149777
ALLENTOWN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AURORA PRIVATE WEALTH, INC.
ARTISAN ADVISORS, INC. | WEALTHPLAN ADVANTAGE | WEALTH PLAN ADVANTAGE | WACHTEL CAPITAL ADVISORS | STERLING GLOBAL STRATEGIES | STANDARD PENSION SERVICES | SPRING DELTA ASSET MANAGEMENT | PLANNED PROFESSIONAL ADVISORY | NIELSEN FINANCIAL GROUP | MOORE WEALTH MANAGEMENT | MAIN STREET PRIVATE ADVISORS | JFL TOTAL WEALTH MANAGEMENT | INDIGO WEALTH MANAGEMENT | HARPER & HODGE | BRIO FINANCIAL SERVICES | AURORA PRIVATE WEALTH, INC.
CRD#: 281604 / SEC#: 801-110498
RIA
Registered Investment Advisory firm - (5/5/2017 Approved)California
Registered Investment Advisory firm - (6/4/2017 Terminated)Florida
Registered Investment Advisory firm - (5/5/2017 Terminated)New Jersey
Registered Investment Advisory firm - (5/24/2017 Terminated)Ohio
Registered Investment Advisory firm - (5/5/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2019)
RR
Connecticut(1/2/2019)
RR
Maryland(10/26/2021)
RR
New Jersey(1/2/2019)
IAR
New Jersey(1/3/2019)
RR
New York(9/8/2020)
RR
North Carolina(8/21/2023)
RR
Pennsylvania(1/2/2019)
RR
South Carolina(9/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AP
AURORA PRIVATE WEALTH, INC.
ARTISAN ADVISORS, INC. | WEALTHPLAN ADVANTAGE | WEALTH PLAN ADVANTAGE | WACHTEL CAPITAL ADVISORS | STERLING GLOBAL STRATEGIES | STANDARD PENSION SERVICES | SPRING DELTA ASSET MANAGEMENT | PLANNED PROFESSIONAL ADVISORY | NIELSEN FINANCIAL GROUP | MOORE WEALTH MANAGEMENT | MAIN STREET PRIVATE ADVISORS | JFL TOTAL WEALTH MANAGEMENT | INDIGO WEALTH MANAGEMENT | HARPER & HODGE | BRIO FINANCIAL SERVICES | AURORA PRIVATE WEALTH, INC.
CRD#: 281604 / SEC#: 801-110498
RIA
Registered Investment Advisory firm - (5/5/2017 Approved)California
Registered Investment Advisory firm - (6/4/2017 Terminated)Florida
Registered Investment Advisory firm - (5/5/2017 Terminated)New Jersey
Registered Investment Advisory firm - (5/24/2017 Terminated)Ohio
Registered Investment Advisory firm - (5/5/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Enterprise Drive Suite 504, Rockaway, NJ 07866
Mailing Address
Phone number
(973) 394-0404
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,843 |
| AUM (Assets Under Management) | $ 395,308,639 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AURORA PRIVATE WEALTH, INC.
CRD#: 281604Flemington, NJ 08822TRUST BUT VERIFY
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