Leonard H. Anderson
Professional summary
Leonard Hampton Anderson, who also goes by Len Anderson, is a registered financial advisor currently at LHA CAPITAL PARTNERS located in Scottsdale, Arizona.
Leonard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Leonard has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Leonard Hampton Anderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2019 - Present
LHA CAPITAL PARTNERS
April 10, 2017 - November 22, 2019
LAUREL WEALTH ADVISORS, INC.
November 1, 2011 - April 10, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 28, 2011 - April 10, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 16, 2010 - November 4, 2011
MORGAN STANLEY
June 16, 2010 - November 4, 2011
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/25/2022)
(3/13/2020)
Exams
Current Firm
LHA CAPITAL PARTNERS
CRD#: 290980 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 56,827,373 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
