LA
Leonard H. Anderson
LHA CAPITAL PARTNERS
Scottsdale, AZ
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CRD#: 5781616
LA
Professional summary
Leonard Hampton Anderson, who also goes by Len Anderson, is a registered financial advisor currently at LHA CAPITAL PARTNERS located in Scottsdale, Arizona.
Leonard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Leonard has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Len Anderson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Paradigm Malibu Address: 6323 Via Escondido, Malibu, CA 90265 Title: Business Consultant Description of Business or Organization: Behavioral treatment center Description of Duties or Responsibilities: General business consulting services Start Date: 02/05/2016 Hours Devoted to OBA Monthly: 0 during trading hrs. / 7 during non-trading hrs. Name of Outside Business or Organization: KWR & Associates Address: 2976 Lombardy Road, Pasadena, CA 91107 Title: Limited Partner of General Partnership Description of Business or Organization: Film Finance Group Description of Duties or Responsibilities: Providing resources as an Executive Producer on feature film project starring Jackie Chan, Jason Statham, and Michael Cain Start Date: 06/30/16 Hours Devoted to OBA Monthly: < 2 hrs. quarterly, during trading hrs. / 0 during non-trading hrs. Friends of Production Capital Partners, LLC: 9000 Sunset Boulevard, 14th Floor, West Hollywood, CA 90069 Title: Investor/Participant. Description of Business: In the business of providing financing and production-related services to producers of independent major motion picture films. Duties or Responsibilities: Provide a capital contribution, provide due diligence information to accredited investors. Hours Devoted Monthly: <2 hours during trading. / 0 during non-trading. Production Capital, LLC: 3507 JACK NORTHROP AVE HAWTHORNE CA 90250 Title: Investor/Participant. Description of Business: In the business of providing financing and production-related services to producers of independent major motion picture films. Duties or Responsibilities: Provide a capital contribution, provide due diligence information to accredited investors. Hours Devoted Monthly: <2 hours during trading. / 0 during non-trading. First Trust Portfolios, L.P.: Title: Placement Agent ; Description of Business or Organization: An entity conducting a private placement to "accredited investors" under Regulation D under the Securities Act of 1933. Duties or Responsibilities: Provide due diligence information to accredited investors.Assist in the process of completing participant paperwork for accredited investors that request participation. Hours Devoted Monthly: <2 hours during trading / 0 hours during non-trading.
CRS (Client Relationship Summary) - RIA
Click below to view Leonard Hampton Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 4, 2019 - Present
LHA CAPITAL PARTNERS
RIA
CRD#: 290980
Scottsdale, AZ
Past
April 10, 2017 - November 22, 2019
LAUREL WEALTH ADVISORS, INC.
RIA
CRD#: 157139
Las Vegas, NV
Past
November 1, 2011 - April 10, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CENTURY CITY, CA
Past
October 28, 2011 - April 10, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CENTURY CITY, CA
Past
July 16, 2010 - November 4, 2011
MORGAN STANLEY
RIA
CRD#: 149777
BEVERLY HILLS, CA
Past
June 16, 2010 - November 4, 2011
MORGAN STANLEY
BD
CRD#: 149777
BEVERLY HILLS, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(4/25/2022)
IAR
California(3/13/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LC
LHA CAPITAL PARTNERS
LHA CAPITAL PARTNERS | LHA CAPITAL PARTNERS LLC
CRD#: 290980 / SEC#:
Arizona
Registered Investment Advisory firm - (4/25/2022 Approved)California
Registered Investment Advisory firm - (3/13/2020 Approved)Nevada
Registered Investment Advisory firm - (4/26/2021 Terminated)Tennessee
Registered Investment Advisory firm - (4/28/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Scottsdale, AZ
Mailing Address
Phone number
(310) 994-6208
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 91 |
| AUM (Assets Under Management) | $ 51,071,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
