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YF

Yosef Y. Ferris

SUMMER FIELDS INVESTMENTS
Saint Louis, MO
Some features on this profile are disabled
CRD#: 5781314
YF

Professional summary

Yosef Y Ferris is a registered financial advisor currently at SUMMER FIELDS INVESTMENTS, LLC located in Saint Louis, Missouri.

Yosef is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Yosef has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yosef Y Ferris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 2, 2014 - Present

SUMMER FIELDS INVESTMENTS, LLC

RIA
CRD#: 169250
Saint Louis, MO
Past

April 30, 2010 - November 10, 2010

OSAIC SERVICES, INC.

BD
CRD#: 133763
SANTA MONICA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/2/2014)
IAR
Missouri
(8/16/2018)
IAR
New York
(5/16/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/26/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/24/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 4/29/2010
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SF
SUMMER FIELDS INVESTMENTS, LLC
SUMMER FIELDS INVESTMENTS, LLC

CRD#: 169250 / SEC#:

California
Registered Investment Advisory firm - (4/2/2014 Approved)
Missouri
Registered Investment Advisory firm - (8/14/2018 Approved)
New York
Registered Investment Advisory firm - (5/10/2021 Approved)
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Contact information

Main Address
Creve Coeur, MO
Mailing Address
Phone number
(323) 843-5573
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts188
AUM (Assets Under Management)$ 30,168,867

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUMMER FIELDS INVESTMENTS, LLC

CRD#: 169250Saint Louis, MO

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