Brent W. Capehart

THE LLOYD ADVISORY GROUP

SUWANEE, GA 30024

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CRD#: 5781261

Professional summary

Brent William Capehart, who also goes by Brent W Capehart, Brent Capehart, is a registered financial advisor currently at THE LLOYD ADVISORY GROUP located in Suwanee, Georgia.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Brent has worked at 4 firms and has passed the Series 66 and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Brent W Capehart | Brent Capehart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent William Capehart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2026 - Present

THE LLOYD ADVISORY GROUP

Office #1: 3575 Lawrenceville Suwanee Road, Suwanee, GA 30024Office #2: 555 North Point Center E, Suite 400, Alpharetta, GA 30022

RIA

CRD#: 150582

SUWANEE, GA

Past

December 5, 2016 - June 22, 2026

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Alpharetta, GA

Past

September 25, 2013 - December 6, 2016

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

ALPHARETTA, GA

Past

July 16, 2010 - September 30, 2013

EQUITY SERVICES, INC.

RIA

CRD#: 265

ATLANTA, GA

Past

June 4, 2010 - September 30, 2013

EQUITY SERVICES, INC.

CRD#: 265

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE LLOYD ADVISORY GROUP

LLOYD ADVISORY SERVICES, LLC | THE LLOYD GROUP | THE LLOYD ADVISORY GROUP

CRD#: 150582 / SEC#: 801-117056

RIA

Registered Investment Advisory firm - (7/26/2019 Approved)

Georgia

Registered Investment Advisory firm - (10/31/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (12/12/2017 Terminated)

Texas

Registered Investment Advisory firm - (8/28/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/21/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/1/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/3/2010

General Securities Representative Examination

Current Firm

THE LLOYD ADVISORY GROUP

LLOYD ADVISORY SERVICES, LLC | THE LLOYD GROUP | THE LLOYD ADVISORY GROUP

CRD#: 150582 / SEC#: 801-117056

RIA

Registered Investment Advisory firm - (7/26/2019 Approved)

Georgia

Registered Investment Advisory firm - (10/31/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (12/12/2017 Terminated)

Texas

Registered Investment Advisory firm - (8/28/2019 Terminated)

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Contact information

Main Address

3575 Lawrenceville Suwanee Road, Suwanee, GA 30024

Mailing Address

Phone number

(770) 932-0387

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LLOYD ADVISORY SERVICES, LLC ADV 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	2,660
AUM (Assets Under Management)	$ 371,771,293

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brent W. Capehart

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent William Capehart's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LLOYD ADVISORY GROUP

AE WEALTH MANAGEMENT, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

Primary Firm SEC Registration

THE LLOYD ADVISORY GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 7/1/2010

Series 7

Date: 6/3/2010

Current Firm

THE LLOYD ADVISORY GROUP

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE LLOYD ADVISORY GROUP

TRUST BUT VERIFY

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