Ryuto Kawai
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryuto Kawai was a registered financial professional .
Ryuto is a previously registered financial professional and started their career in finance in 2010. Ryuto had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2016 - February 16, 2018
POLARIS WEALTH ADVISORY GROUP
May 21, 2014 - July 28, 2015
DRAGON FINANCIAL GROUP
March 17, 2011 - December 31, 2013
KUMA STAR CAPITAL LLC
April 15, 2010 - February 1, 2011
WEALTHFRONT ADVISERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
POLARIS WEALTH ADVISORY GROUP
CRD#: 158718 / SEC#: 801-72654
Contact information
Regulatory assets under management
| Total Number of Accounts | 4,317 |
| AUM (Assets Under Management) | $ 1,508,968,850 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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