Bernson G. Wong

PRECEPT ADVISORY GROUP LLC

Irvine, CA 92617

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CRD#: 5780813

Professional summary

Bernson Gin Won Wong is a registered financial advisor currently at PRECEPT ADVISORY GROUP LLC located in Irvine, California.

Bernson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Bernson has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bernson Gin Won Wong's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 13, 2010 - Present

PRECEPT ADVISORY GROUP LLC

Office #1: 130 Theory Suite 200, Irvine, CA 92617

RIA

CRD#: 152776

Irvine, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRECEPT ADVISORY GROUP LLC

F.B.P. INSURANCE SERVICES, INC. | PRECEPT GROUP | PRECEPT ADVISORY GROUP LLC

CRD#: 152776 / SEC#: 801-71072

RIA

Registered Investment Advisory firm - (2/8/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/13/2010)

IAR

Texas
(5/16/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/12/2010

Uniform Investment Adviser Law Examination

Current Firm

PRECEPT ADVISORY GROUP LLC

F.B.P. INSURANCE SERVICES, INC. | PRECEPT GROUP | PRECEPT ADVISORY GROUP LLC

CRD#: 152776 / SEC#: 801-71072

RIA

Registered Investment Advisory firm - (2/8/2010 Approved)

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Contact information

Main Address

130 Theory Suite 200, Irvine, CA 92617

Mailing Address

Phone number

(800) 344-1430

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	63
AUM (Assets Under Management)	$ 5,008,561,864

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bernson G. Wong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bernson Gin Won Wong's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRECEPT ADVISORY GROUP LLC

Primary Firm SEC Registration

PRECEPT ADVISORY GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/12/2010

Current Firm

PRECEPT ADVISORY GROUP LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRECEPT ADVISORY GROUP LLC

TRUST BUT VERIFY

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