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GR

Gareth Ryan

IUR SECURITIES LLC
London, SW3 6RD
Some features on this profile are disabled
CRD#: 5780694
GR

Professional summary

Gareth Ryan is a registered financial professional currently at IUR SECURITIES LLC .

Gareth is registered as a RR (Registered Representative) and started their career in finance in 2011. Gareth has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gareth Ryan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 8, 2019 - Present

IUR SECURITIES LLC

Office #1: Michelin House 81 Fulham Road, London, SW3 6RD
BD
CRD#: 299039
London,
Past

May 14, 2014 - December 31, 2022

IUR CAPITAL, LLC

RIA
CRD#: 153630
LONDON,
Past

February 14, 2011 - November 26, 2012

IUR CAPITAL, LLC

RIA
CRD#: 153630
LONDON,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(10/22/2024)
RR
Iowa
(9/16/2020)
RR
Maryland
(9/16/2020)
RR
Montana
(10/19/2020)
RR
Texas
(3/14/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 1/24/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 11/9/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/8/2018
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IS
IUR SECURITIES LLC
IUR SECURITIES LLC

CRD#: 299039 / SEC#: , 8-70228

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
999 Brickell Avenue Suite 410, Miami, FL 33131
Mailing Address
Michelin House 81 Fulham Road, London, SW3 6RD
Phone number
44-203-746-7315
Established
Delaware since 09/07/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RYAN, GARETHCEO/CCO5780694
ROBERTS, DANIEL ANTHONYPRINCIPAL / OPTIONS PRINCIPAL2208120
SHUMBERG, IVANA MFINOP/POO/PFO3167225

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IUR SECURITIES LLC

CRD#: 299039London, SW3 6RD

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