Alexander J. Clark

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CRD#: 5780340

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alexander James Clark was a registered financial professional .

Alexander is a previously registered financial professional and started their career in finance in 2012. Alexander had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ALEXANDER J CLARK POSITION: Sole proprietor NATURE: Individual/sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 03/18/2020 ADDRESS: 8349 E Charter Oak Dr, Scottsdale AZ 85260, United States DESCRIPTION: Create marketing content

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 14, 2022 - April 17, 2024

ALPHA ARCHITECT

RIA

CRD#: 153905

HAVERTOWN, PA

Past

August 12, 2020 - June 13, 2022

OSAIC SERVICES, INC.

RIA

CRD#: 133763

PHOENIX, AZ

Past

May 17, 2016 - September 13, 2019

LONGBOARD ASSET MANAGEMENT

RIA

CRD#: 155617

PHOENIX, AZ

Past

February 24, 2014 - September 29, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MESA, AZ

Past

December 2, 2013 - February 7, 2014

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Past

November 2, 2012 - October 7, 2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHA ARCHITECT

CRD#: 153905 / SEC#: 801-71697

RIA

Registered Investment Advisory firm - (8/16/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/29/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/19/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/29/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/2/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/1/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALPHA ARCHITECT

CRD#: 153905 / SEC#: 801-71697

RIA

Registered Investment Advisory firm - (8/16/2010 Approved)

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Contact information

Main Address

Suite 150 3803 West Chester Pike, Newtown Square, PA 19073

Mailing Address

Phone number

+1 (215) 882-9983

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALPHA ARCHITECT BROCHURE (8/12/2025)

Regulatory assets under management

Total Number of Accounts	172
AUM (Assets Under Management)	$ 7,274,779,825

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexander J. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OSAIC SERVICES, INC.

LONGBOARD ASSET MANAGEMENT

AMERIPRISE FINANCIAL SERVICES, LLC

VANGUARD MARKETING CORPORATION

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

ALPHA ARCHITECT

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/2016

Series 63

Date: 2/19/2013

SIE

Date: 9/29/2015

Series 7

Date: 12/2/2013

Series 6

Date: 11/1/2012

Current Firm

ALPHA ARCHITECT

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPHA ARCHITECT

TRUST BUT VERIFY

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