Adam A. Vega
Professional summary
Adam Anthony Vega, CFP® is a registered financial advisor currently at AVANCE PRIVATE WEALTH LLC located in Chandler, North Carolina.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Adam has worked at 9 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Adam Anthony Vega's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
June 23, 2025 - Present
AVANCE PRIVATE WEALTH LLC
Office #2: 300 Se 2nd Street Suite 600, Fort Lauderdale, FL 33301May 20, 2021 - October 31, 2025
GLADSTONE WEALTH PARTNERS
July 2, 2020 - March 5, 2021
MERCER ALLIED COMPANY, L.P.
July 1, 2020 - March 5, 2021
GOLDMAN SACHS & CO. LLC
October 30, 2017 - June 30, 2020
CETERA WEALTH SERVICES, LLC
February 17, 2014 - March 5, 2021
UNITED CAPITAL FINANCIAL ADVISORS
January 10, 2014 - November 1, 2017
GIRARD SECURITIES, INC.
January 24, 2012 - December 5, 2013
SIGNATOR INVESTORS, INC.
April 11, 2011 - December 5, 2013
SIGNATOR INVESTORS, INC.
May 3, 2010 - April 11, 2011
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/7/2025)
(8/15/2025)
(6/23/2025)
Exams
Series 7TO
Date: 2/2/2024
General Securities Representative ExaminationSeries 6TO
Date: 2/2/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
AVANCE PRIVATE WEALTH LLC
CRD#: 336103 / SEC#:
Contact information
Red Flags
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