John S. Costa
Professional summary
John Steven Costa is a registered financial advisor currently at INFLUX CAPITAL MANAGEMENT located in Arroyo Grande, California.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. John has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Steven Costa's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2016 - Present
INFLUX CAPITAL MANAGEMENT
Office #1: 214 E. Branch Street, Arroyo Grande, CA 93420April 10, 2013 - December 8, 2015
PRINCIPAL SECURITIES, INC.
July 20, 2012 - December 8, 2015
PRINCIPAL SECURITIES, INC.
September 10, 2010 - July 24, 2012
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/10/2016)
Exams
Current Firm
INFLUX CAPITAL MANAGEMENT
CRD#: 282367 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 1,893,414 |
Red Flags
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Company Information
INFLUX CAPITAL MANAGEMENT
CRD#: 282367Arroyo Grande, CA 93420TRUST BUT VERIFY
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