Martin A. Troiani

PROSPERITY FINANCIAL GROUP

San Ramon, CA 94583

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CRD#: 5780268

Professional summary

Martin Alexander Troiani, who also goes by Martin A. Troiani, Martin Troiani, Marty Troiani, is a registered financial advisor currently at PROSPERITY FINANCIAL GROUP, INC. located in San Ramon, California and FORTUNE FINANCIAL SERVICES, INC. located in San Ramon, California.

Martin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Martin has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Martin A. Troiani | Martin Troiani | Marty Troiani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) RENTAL PROPERTY; PARTNER; REAL ESTATE (RENTAL PROPERTY/PASSIVE INVESTMENT) 50% OWNERSHIP; START DATE 06/01/2006; 155 HOURS PER MONTH. 2.) INSURNACE; AGENT; INSURANCE (FIXED/LIFE/HEALTH/P&C); 4 HOURS PER MONTH 3.) I am an IAR with Prosperity Financial Group, Inc. 12/2023

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Alexander Troiani's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2023 - Present

PROSPERITY FINANCIAL GROUP, INC.

Office #1: 2333 San Ramon Valley Blvd. Suite 200, San Ramon, CA 94583

RIA

CRD#: 145540

San Ramon, CA

Current

February 6, 2024 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 2333 San Ramon Valley Blvd Suite 200, San Ramon, CA 94583

CRD#: 42150

San Ramon, CA

Past

September 8, 2022 - December 15, 2023

CETERA ADVISORS LLC

CRD#: 10299

WALNUT CREEK, CA

Past

November 12, 2020 - December 15, 2023

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

WALNUT CREEK, CA

Past

May 9, 2017 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

WALNUT CREEK, CA

Past

May 9, 2017 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

WALNUT CREEK, CA

Past

November 12, 2013 - May 16, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DUBLIN, CA

Past

November 8, 2013 - May 16, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DUBLIN, CA

Past

June 7, 2010 - November 11, 2013

EDWARD JONES

RIA

CRD#: 250

SAN RAMON, CA

Past

May 21, 2010 - November 11, 2013

EDWARD JONES

CRD#: 250

SAN RAMON, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROSPERITY FINANCIAL GROUP, INC.

CRD#: 145540 / SEC#: 801-100511

RIA

Registered Investment Advisory firm - (7/14/2015 Approved)

California

Registered Investment Advisory firm - (12/19/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(12/15/2023)

California
(2/6/2024)

Nevada
(2/12/2024)

Tennessee
(2/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/4/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/20/2010

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PROSPERITY FINANCIAL GROUP, INC.

CRD#: 145540 / SEC#: 801-100511

RIA

Registered Investment Advisory firm - (7/14/2015 Approved)

California

Registered Investment Advisory firm - (12/19/2015 Terminated)

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Contact information

Main Address

2333 San Ramon Valley Blvd. Suite 200, San Ramon, CA 94583

Mailing Address

Phone number

(925) 314-8500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PFG - ADV PART 2A: FIRM BROCHURE (10/28/2025)

Regulatory assets under management

Total Number of Accounts	1,202
AUM (Assets Under Management)	$ 358,866,365

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Martin A. Troiani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Alexander Troiani's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

CETERA ADVISORS LLC

CETERA INVESTMENT ADVISERS LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

PROSPERITY FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/4/2010

SIE

Date: 10/1/2018

Series 7

Date: 5/20/2010

FINRA

Current Firm

PROSPERITY FINANCIAL GROUP, INC.

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSPERITY FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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