Patrick J. Morgan
STRATEGIC ADVISERS LLC | Financial Consultant
ELLINGTON, CT
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CRD#: 5780180
Professional summary
Patrick J Morgan, who also goes by Patrick John Morgan, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Ellington, Connecticut and FIDELITY BROKERAGE SERVICES LLC located in West Hartford, Connecticut.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Patrick has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
I collaborate with families and local businesses to implement personalized financial strategies so they can focus on what is most important to them.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick John Morgan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick J Morgan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Roger Williams University
Bachelor of Science (BS) - Finance
2011
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 29 S Main Street Ste A02 Town Center, West Hartford, CT 06107-4211RIA
CRD#: 104555
ELLINGTON, CT
Current
July 15, 2013 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 29 South Main Street Ste A02 Town Center, West Hartford, CT 06107BD
CRD#: 7784
West Hartford, CT
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WEST HARTFORD, CT
Past
March 17, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WEST HARTFORD, CT
Past
August 26, 2013 - March 16, 2016
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WEST HARTFORD, CT
Past
March 13, 2013 - July 5, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BRAINTREE, MA
Past
March 1, 2012 - July 5, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
BRAINTREE, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/23/2020)
RR
Connecticut(7/15/2013)
IAR
Connecticut(3/31/2025)
RR
Delaware(7/8/2022)
RR
District of Columbia(4/23/2020)
RR
Florida(7/15/2013)
RR
Georgia(7/18/2025)
RR
Hawaii(5/19/2023)
RR
Maine(4/23/2020)
RR
Maryland(1/5/2018)
RR
Massachusetts(7/15/2013)
RR
Michigan(2/12/2021)
RR
Minnesota(3/25/2023)
RR
Mississippi(7/18/2025)
RR
Missouri(5/6/2022)
RR
New Hampshire(7/15/2013)
RR
New Jersey(8/8/2020)
RR
New York(7/15/2013)
RR
North Carolina(1/4/2025)
RR
Oregon(4/23/2020)
RR
Pennsylvania(1/4/2019)
RR
Rhode Island(9/29/2023)
RR
South Carolina(8/8/2020)
RR
Tennessee(1/5/2018)
RR
Texas(4/23/2020)
IAR
Texas(3/31/2025)
RR
Vermont(4/23/2020)
RR
Virginia(7/19/2024)
RR
Washington(9/18/2020)
RR
Wisconsin(3/25/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Ellington, CTTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
