Iris T. Leon-mujica

ADVISORY INVESTOR SERVICES LLC

Valencia,

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CRD#: 5779968

Professional summary

Iris Tibisay Leon-mujica, who also goes by Iris T Leon, Iris Leon, Iris Tibisay Leon Mujica, is a registered financial advisor currently at ADVISORY INVESTOR SERVICES LLC and MIURA CAPITAL, LLC located in Miami, Florida.

Iris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Iris has worked at 3 firms and has passed the Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Iris T Leon | Iris Leon | Iris Tibisay Leon Mujica

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since 1/2016 I have served as a Senior Investment Officer at ADVISORY INVESTOR SERVICES, LLC a registered RIA in the state of Florida. I spend 3 - 4 hours a day performing various aspects of client portfolio monitoring and risk analysis. UNIVERSIDAD DE CARABOBO. NOT INVESTMENT RELATED. AV. SALVADOR ALLENDE EDIF FACES VALENCIA EDO CARABOBO. TEACHER. 04/23/2024. 16 HOURS PER MONTH DURING NORMAL TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Iris Tibisay Leon-mujica's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2017 - Present

ADVISORY INVESTOR SERVICES LLC

RIA

CRD#: 173134

Valencia,

Current

December 6, 2017 - Present

MIURA CAPITAL, LLC

Office #1: 1200 Brickell Ave Suite 250, Miami, FL 33131

CRD#: 146193

Miami, FL

Past

May 11, 2010 - January 7, 2016

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

CRD#: 17053

CARACAS,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISORY INVESTOR SERVICES LLC

CRD#: 173134 / SEC#: 801-122774

RIA

Registered Investment Advisory firm - (11/26/2021 Approved)

Florida

Registered Investment Advisory firm - (12/16/2021 Terminated)

Maryland

Registered Investment Advisory firm - (12/17/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (12/23/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (12/20/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(1/26/2017)

Florida
(12/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/6/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/13/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/24/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ADVISORY INVESTOR SERVICES LLC

CRD#: 173134 / SEC#: 801-122774

RIA

Registered Investment Advisory firm - (11/26/2021 Approved)

Florida

Registered Investment Advisory firm - (12/16/2021 Terminated)

Maryland

Registered Investment Advisory firm - (12/17/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (12/23/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (12/20/2021 Terminated)

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Contact information

Main Address

1200 Brickell Avenue Suite 250, Miami, FL 33131

Mailing Address

Phone number

(786) 462-6044

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B FOR AIS (4/11/2025)

Regulatory assets under management

Total Number of Accounts	208
AUM (Assets Under Management)	$ 181,222,912

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Iris T. Leon-mujica

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Iris Tibisay Leon-mujica's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIURA CAPITAL, LLC

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

Primary Firm SEC Registration

ADVISORY INVESTOR SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/6/2016

SIE

Date: 10/1/2018

Series 7

Date: 11/13/2012

Series 24

Date: 6/24/2013

FINRA

Current Firm

ADVISORY INVESTOR SERVICES LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISORY INVESTOR SERVICES LLC

TRUST BUT VERIFY

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