Brandon C. Glass
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Curtis Glass, who also goes by Brandon Glass, was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2010. Brandon had worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2023 - October 24, 2024
FIRST COMMAND ADVISORY SERVICES
July 10, 2023 - October 24, 2024
FIRST COMMAND BROKERAGE SERVICES, INC.
July 21, 2020 - August 5, 2022
ROBINHOOD FINANCIAL, LLC
November 4, 2015 - June 23, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
December 4, 2013 - June 23, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 9, 2013 - November 18, 2013
VSR FINANCIAL SERVICES, INC.
January 7, 2013 - November 18, 2013
VSR FINANCIAL SERVICES, INC.
June 8, 2010 - December 31, 2012
EDWARD JONES
May 24, 2010 - January 2, 2013
EDWARD JONES
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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