Alicyn M. Mcleod

AJAX CAPITAL ADVISORS

Atlanta, GA 30328

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CRD#: 5779877

Professional summary

Alicyn Marie Mcleod, CFP® is a registered financial advisor currently at AJAX CAPITAL ADVISORS, INC. located in Atlanta, Georgia.

Alicyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Alicyn has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ATLANTA TAX, LLC; NOT INVESTMENT-RELATED; GEORGIA; TAX PREPARATION & ADVISORY CPA FIRM; OWNER; START DATE: 2019; APPROXIMATELY 120 HRS/MO DURING TRADING HOURS; TAX RETURN PREPARATION, TAX STRATEGY PREPARATION, ADMINISTRATIVE & MARKETING FUNCTIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alicyn Marie Mcleod's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

March 6, 2023 - Present

AJAX CAPITAL ADVISORS, INC.

Office #1: 1 Concourse Parkway Ne, Atlanta, GA 30328

RIA

CRD#: 150229

Atlanta, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/19/2022

Uniform Investment Adviser Law Examination

Current Firm

AJAX CAPITAL ADVISORS, INC.

AJAX CAPITAL ADVISORS | AJAX CAPITAL ADVISORS, INC.

CRD#: 150229 / SEC#:

Arkansas

Registered Investment Advisory firm - (1/2/2024 Approved)

Georgia

Registered Investment Advisory firm - (5/28/2009 Approved)

North Carolina

Registered Investment Advisory firm - (3/23/2011 Approved)

South Carolina

Registered Investment Advisory firm - (3/17/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/5/2011 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1 Concourse Parkway Ne, Atlanta, GA 30328

Mailing Address

Phone number

(404) 816-2860

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	160
AUM (Assets Under Management)	$ 28,017,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alicyn M. Mcleod

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alicyn Marie Mcleod's CRS (Customer Relationship Summary).

Certified licenses

Experience

AJAX CAPITAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/19/2022

Current Firm

AJAX CAPITAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AJAX CAPITAL ADVISORS, INC.

TRUST BUT VERIFY

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