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AF

Aaron M. Foster

Some features on this profile are disabled
CRD#: 5779737
AF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Aaron Michael Foster was a registered financial professional .

Aaron is a previously registered financial professional and started their career in finance in 2010. Aaron had worked at 9 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 18, 2016 - January 19, 2018

ALLEN CAPITAL GROUP, LLC

RIA
CRD#: 135879
GRAND ISLAND, NE
Past

October 5, 2015 - August 11, 2016

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

BD
CRD#: 332
RANCHO CORDOVA, CA
Past

November 6, 2014 - July 22, 2015

SOUNDVIEW ADVISORS

RIA
CRD#: 114437
OLYMPIA, WA
Past

October 3, 2011 - November 14, 2014

CWM, LLC

RIA
CRD#: 155344
OMAHA, NE
Past

April 14, 2011 - August 26, 2011

MPC WEALTH MANAGEMENT

RIA
CRD#: 150671
OMAHA, NE
Past

April 14, 2011 - August 26, 2011

BRIDGES INVESTMENT MANAGEMENT INC

RIA
CRD#: 108028
OMAHA, NE
Past

April 14, 2011 - August 26, 2011

BRIDGES INVESTMENT COUNSEL INC

RIA
CRD#: 105692
OMAHA, NE
Past

April 14, 2011 - August 26, 2011

BRIDGES INVESTMENT ADVISERS

RIA
CRD#: 105687
OMAHA, NE
Past

April 19, 2010 - August 5, 2010

WEALTHFRONT ADVISERS LLC

RIA
CRD#: 148456
PALO ALTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALLEN CAPITAL GROUP, LLC
ALLEN CAPITAL GROUP, LLC

CRD#: 135879 / SEC#: 801-64514

RIA
Registered Investment Advisory firm - (7/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/6/2009
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/11/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/1/2015
General Securities Representative Examination

Current Firm

AC
ALLEN CAPITAL GROUP, LLC
ALLEN CAPITAL GROUP, LLC

CRD#: 135879 / SEC#: 801-64514

RIA
Registered Investment Advisory firm - (7/15/2005 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3540 Prairieview Street Suite 200, Grand Island, NE 68803
Mailing Address
Phone number
(308) 385-1500
Established
Firm type
Fiscal year end
# of Employees
39

SEC notice filing (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/11/2025)

Regulatory assets under management

Total Number of Accounts6,558
AUM (Assets Under Management)$ 1,223,235,037

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/03/2025
Cover Page
Report
11/25/2024
Cover Page
Report
11/17/2023
Cover Page
Report
12/16/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLEN CAPITAL GROUP, LLC

CRD#: 135879

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