Aaron M. Foster

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CRD#: 5779737

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Aaron Michael Foster was a registered financial professional .

Aaron is a previously registered financial professional and started their career in finance in 2010. Aaron had worked at 9 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 18, 2016 - January 19, 2018

ALLEN CAPITAL GROUP, LLC

RIA

CRD#: 135879

GRAND ISLAND, NE

Past

October 5, 2015 - August 11, 2016

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

RANCHO CORDOVA, CA

Past

November 6, 2014 - July 22, 2015

SOUNDVIEW ADVISORS

RIA

CRD#: 114437

OLYMPIA, WA

Past

October 3, 2011 - November 14, 2014

CWM, LLC

RIA

CRD#: 155344

OMAHA, NE

Past

April 14, 2011 - August 26, 2011

MPC WEALTH MANAGEMENT

RIA

CRD#: 150671

OMAHA, NE

Past

April 14, 2011 - August 26, 2011

BRIDGES INVESTMENT MANAGEMENT INC

RIA

CRD#: 108028

OMAHA, NE

Past

April 14, 2011 - August 26, 2011

BRIDGES INVESTMENT COUNSEL INC

RIA

CRD#: 105692

OMAHA, NE

Past

April 14, 2011 - August 26, 2011

BRIDGES INVESTMENT ADVISERS

RIA

CRD#: 105687

OMAHA, NE

Past

April 19, 2010 - August 5, 2010

WEALTHFRONT ADVISERS LLC

RIA

CRD#: 148456

PALO ALTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLEN CAPITAL GROUP, LLC

CRD#: 135879 / SEC#: 801-64514

RIA

Registered Investment Advisory firm - (7/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/6/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 8/11/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/1/2015

General Securities Representative Examination

Current Firm

ALLEN CAPITAL GROUP, LLC

CRD#: 135879 / SEC#: 801-64514

RIA

Registered Investment Advisory firm - (7/15/2005 Approved)

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Contact information

Main Address

3540 Prairieview Street Suite 200, Grand Island, NE 68803

Mailing Address

Phone number

(308) 385-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/11/2025)

Regulatory assets under management

Total Number of Accounts	6,558
AUM (Assets Under Management)	$ 1,223,235,037

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/03/2025	Cover Page	Report
11/25/2024	Cover Page	Report
11/17/2023	Cover Page	Report
12/16/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Aaron M. Foster

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

SOUNDVIEW ADVISORS

CWM, LLC

MPC WEALTH MANAGEMENT

BRIDGES INVESTMENT MANAGEMENT INC

BRIDGES INVESTMENT COUNSEL INC

BRIDGES INVESTMENT ADVISERS

WEALTHFRONT ADVISERS LLC

Primary Firm SEC Registration

ALLEN CAPITAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/6/2009

SIE

Date: 8/11/2016

Series 7

Date: 10/1/2015

Current Firm

ALLEN CAPITAL GROUP, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALLEN CAPITAL GROUP, LLC

TRUST BUT VERIFY

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