Matthew J. Arnoult

USI ADVISORS

HOUSTON, TX 77024

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CRD#: 5779655

Professional summary

Matthew Jeffrey Arnoult is a registered financial advisor currently at USI ADVISORS located in Houston, Texas and USI SECURITIES, INC. located in Glastonbury, Connecticut.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Matthew has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Jeffrey Arnoult's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2023 - Present

USI ADVISORS

Office #1: 9811 Katy Freeway Suite 500 Suite 500, Houston, TX 77024

RIA

CRD#: 108113

HOUSTON, TX

Current

December 12, 2023 - Present

USI SECURITIES, INC.

Office #1: 95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

RIA

CRD#: 43793

Glastonbury, CT

Past

December 17, 2021 - June 30, 2023

CREATIVE PLANNING

RIA

CRD#: 105348

Houston, TX

Past

November 15, 2018 - April 11, 2022

LOCKTON INVESTMENT ADVISORS, LLC

RIA

CRD#: 144133

Houston, TX

Past

November 15, 2018 - December 13, 2021

LOCKTON INVESTMENT SECURITIES, LLC

CRD#: 137476

HOUSTON, TX

Past

August 9, 2017 - December 19, 2018

CETERA WEALTH SERVICES, LLC

CRD#: 13572

HOUSTON, TX

Past

February 17, 2015 - October 29, 2018

ALLIANT RETIREMENT CONSULTING

RIA

CRD#: 167970

HOUSTON, TX

Past

January 20, 2015 - July 7, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

HOUSTON, TX

Past

April 4, 2013 - August 29, 2017

LPL FINANCIAL LLC

CRD#: 6413

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(12/12/2023)

IAR

Texas
(12/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/17/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/3/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/3/2013

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

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Contact information

Main Address

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 633-5283

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

USIA ADV 2A - JULY 2025 (7/3/2025)

Regulatory assets under management

Total Number of Accounts	1,346
AUM (Assets Under Management)	$ 48,864,913,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew J. Arnoult

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Jeffrey Arnoult's CRS (Customer Relationship Summary).

Certified licenses

Experience

USI SECURITIES, INC.

CREATIVE PLANNING

LOCKTON INVESTMENT ADVISORS, LLC

LOCKTON INVESTMENT SECURITIES, LLC

CETERA WEALTH SERVICES, LLC

ALLIANT RETIREMENT CONSULTING

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

USI ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 1/17/2015

Series 63

Date: 10/3/2013

SIE

Date: 10/1/2018

Series 6

Date: 4/3/2013

FINRA

Current Firm

USI ADVISORS

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

USI ADVISORS

TRUST BUT VERIFY

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