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Oliver H. Kell

KELL CAPITAL
PENN VALLEY, PA
Some features on this profile are disabled
CRD#: 5779548
OK

Professional summary

Oliver Henry Kell, who also goes by Oliver Henry Kell, Oliver H Kell, is a registered financial advisor currently at KELL CAPITAL, LLC located in Penn Valley, Pennsylvania.

Oliver is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Oliver has worked at 5 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Oliver Henry Kell | Oliver H Kell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Vergaux Properties, LLC; Founder; Investment related: Yes; Penn Valley, PA; Own some rental properties passively.; Duties: Own properties with wife. She manages them.; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 1; Kell Holdings, LLC; Owner; Investment related: No; 730 Bryn Mawr Avenue, Penn Valley, PA 19072; Education company. Wrote an ebook about my trading strategy and did a course about trading strategies.; Duties: Wrote an ebook and did a course. The only remaining responsibility is checking in with the 3PL that ships the books once a week.; 2021-02-03; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 50; KV Preipo LLC; Investment related: Yes; 730 Bryn Mawr Avenue, Penn Valley, PA 1902; Myself, my wife, my brother in life, and my brother invested in a few private companies. We each put up $15,000 so a very small amount of money.; 2021-10-12; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; Oliver Henry Kell is the owner of Lunch Pail Properties, LLC where he owns property with his wife and brother. Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oliver Henry Kell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 17, 2025 - Present

KELL CAPITAL, LLC

RIA
CRD#: 334669
PENN VALLEY, PA
Past

April 8, 2021 - September 19, 2023

KELL CAPITAL, LLC

RIA
CRD#: 312863
PENN VALLEY, PA
Past

April 21, 2017 - October 3, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PHILADELPHIA, PA
Past

March 29, 2017 - October 3, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
PHILADELPHIA, PA
Past

April 25, 2014 - March 20, 2017

NATIXIS DISTRIBUTION, LLC

BD
CRD#: 34754
San Francisco, CA
Past

March 19, 2012 - February 11, 2014

BTIG, LLC

BD
CRD#: 122225
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(6/17/2025)
IAR
Texas
(7/2/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/5/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 4/20/2017
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/30/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/3/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 4/27/2012
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 3/16/2012
General Securities Representative Examination

Current Firm

KC
KELL CAPITAL, LLC
KELL CAPITAL, LLC

CRD#: 334669 / SEC#:

Pennsylvania
Registered Investment Advisory firm - (6/17/2025 Approved)
Texas
Registered Investment Advisory firm - (7/2/2025 Conditional Restricted)
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Contact information

Main Address
Penn Valley, PA
Mailing Address
Phone number
(978) 846-1614
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KELL CAPITAL, LLC

CRD#: 334669Penn Valley, PA

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