MA
Mira M. Abas
MADISON AVENUE SECURITIES
Los Angeles, CA 90004
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CRD#: 5779397
MA
Professional summary
Mira Mamdoh Abas is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Los Angeles, California.
Mira is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Mira has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NAME: EMPRESS INVESTMENT GROUP; INV RELATED: YES; ADDRESS: 3205 OCEAN PARK BLVD., SUITE 160 SANTA MONICA, CA 90405; NATURE: FINANCIAL PLANNING, RETIREMENT PLANNING, INVESTMENTS; POSITION: OPERATIONS MANAGER ASSISTANT; START DATE: 10/16/2019; HOURS/MONTH: 160; TRADING HOURS/MONTH: 160; DUTIES: OPERATIONS ASSISTANCE, ASSISTING FINANCIAL ADVISORS WITH ADMINISTARTION, PROCESSING PAPERWORK/APPLICATIONS, ASSOCIATE TITLE 2)NAME: UPWORK; INV RELATED: NO; ADDRESS: N/A (ONLINE); NATURE: I AM HIRED BY AN AI COMPANY THROUGH UPWORK THAT DEALS WITH TRUCKING COMPANY LOADS; POSITION: FREELANCER FOR DATA ENTRY AND ADMINISTRATIVE TASKS; START DATE: 12/2017; HOURS/MONTH: 32; TRADING HOURS/MONTH: 0; DUTIES: DATA ENTRY-EXTRACTING INFORMATION FROM EMAILS REGARDING TRUCKS AND INPUTING IN SYSTEM 3)NAME: PARADE AI; INV RELATED: NO; ADDRESS: P.O. BOX 5237, SAN MATEO, CA 9402; NATURE: WORKS WITH TRUCKING COMPANIES TO MATCH TRUCKS TO AVAILIBLE LOADS; POSITION: DATA ENTRY ASSOCIATE (REMOTE, WORK FROM HOME); START DATE: 12/2017; HOURS/MONTH: 16 OR LESS; TRADING HOURS/MONTH: NO; DUTIES: MINIMAL REMOTE DATA ENTRY, ENTAILS EXTRACTING TRUCKING INFO/ENTERING IT INTO THEIR SYSTEM 4)NAME: FINANCIAL HARMONY; INV RELATED: NO; ADDRESS: 1012 TEMPLE HILLS DRIVE, LAGUNA BEACH, CA 92651; NATURE: FIXED INSURANCE; POSITION: I OWN A 10% PASSIVE INTEREST, IT IS MY MOM'S BUSINESS. I DO NOT WORK IN ANY CAPACITY IN THIS BUSINESS. I JUST RECEIVE A K-1 EACH YEAR WITH MY SHARE (MYSELF AND MY SIBLING EACH GET 10%); START DATE: 01/2005; HOURS/MONTH: 0; TRADING HOURS/MONTH: 0; DUTIES: I HAVE NO INVOLVEMENT, I JUST HAVE A 10% PASSIVE SHARE THAT I RECEIVE MINIMAL INCOME FORM ONCE A YEAR. THIS IS REFLECTED VIA A K-1 I RECEIVE EACH YEAR 5) NAME: NOTARY; INV RELATED: NO; ADDRESS: 3205 OCEAN PARK BLVD., SUITE 160 SANTA MONICA, CA 90405; NATURE: NOTARY SERVICES,; START DATE: 3/2021; HOURS/MONTH: LESS THAN 1; TRADING HOURS/MONTH: LESS THAN ONE; DUTIES: NOTARY SERVICES FOR CLIENT DOCUMENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Mira Mamdoh Abas's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mira Mamdoh Abas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 15, 2019 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 321 N. Larchmont Blvd, Suite 800, Los Angeles, CA 90004RIA
BD
CRD#: 23224
Los Angeles, CA
Current
October 15, 2019 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 321 N. Larchmont Blvd, Suite 800, Los Angeles, CA 90004RIA
BD
CRD#: 23224
Los Angeles, CA
Past
April 10, 2018 - October 14, 2019
J.K. FINANCIAL SERVICES, INC.
BD
CRD#: 103728
NORCO, CA
Past
March 10, 2015 - April 11, 2018
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
WOODLAND HILLS, CA
Past
March 10, 2015 - April 11, 2018
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
WOODLAND HILLS, CA
Past
November 18, 2013 - November 24, 2014
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
LAGUNA BEACH, CA
Past
February 27, 2012 - November 24, 2014
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
LAGUNA BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/15/2019)
IAR
California(10/15/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
