Brent J. Dunn

PLANO, TX 75024

Some features on this profile are disabled

CRD#: 5779175

Professional summary

Brent Jerome Dunn, CFP®, who also goes by Brent Dunn, was a registered financial advisor .

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Brent had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brent Dunn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Legacy Professional Counseling, PLLC; Not investment-related; 2591 Dallas Pkwy, 300, Frisco, TX. 75034; Professional counseling; Owner and Professional Counselor; Professional counseling with individuals, couples, and families; Approx. 10% of time during the month.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

October 2, 2025 - Present

Office #1: 7160 Dallas Parkway Suite 230, Plano, TX 75024

PLANO, TX

Past

August 17, 2011 - October 2, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Plano, TX

Past

March 29, 2011 - June 29, 2018

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

PLANO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/10/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/29/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/28/2011

General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brent J. Dunn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

State Registrations and Notice Filings

Exams

Series 66

Date: 8/10/2011

SIE

Date: 6/29/2018

Series 7

Date: 3/28/2011

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

Similar Advisors