Luke J. Howe
Professional summary
Luke Joseph Howe is a registered financial professional currently at ULLICO INVESTMENT COMPANY, LLC located in Chicago, Illinois.
Luke is registered as a RR (Registered Representative) and started their career in finance in 2010. Luke has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luke Joseph Howe's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 24, 2015 - Present
ULLICO INVESTMENT COMPANY, LLC
Office #1: 320 S Canal Street Suite 2925, Chicago, IL 60606June 6, 2012 - September 21, 2015
ULLICO INVESTMENT COMPANY, LLC
August 16, 2010 - April 20, 2012
NORTHERN TRUST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/24/2015)
(9/24/2015)
Exams
FINRA
Current Firm
ULLICO INVESTMENT COMPANY, LLC
CRD#: 135195 / SEC#: , 8-66906
Contact information
FINRA licenses (8 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ULLICO INC. | SOLE SHAREHOLDER | |
| HUMPHREY, CATHY ANN | CHIEF OPERATIONS OFFICER | 4899999 |
| HUMPHREY, CATHY ANN | DIRECTOR | 4899999 |
| LAROCQUE, RICHARD FRANCIS | CHIEF COMPLIANCE OFFICER, GEN. SEC. PRINC | 2874559 |
| LINEHAN, JOSEPH RICHARD | GEN. SEC. PRINC.; AND PRESIDENT | 4951041 |
| LINEHAN, JOSEPH RICHARD | DIRECTOR | |
| YU, YINAN | CORPORATE SECRETARY, CFO, FINOP, TREASURER, DIRECTOR | 7787306 |
Red Flags
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