Joseph C. Crouch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Calvin Crouch, who also goes by Joe Calvin Crouch, Joe Crough, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1970. Joseph had worked at 16 firms and has passed the Series 63, Series 3, Series 1, Series 24, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 1999 - September 19, 2000
INSTITUTIONAL EQUITY CORPORATION
June 2, 1998 - December 31, 1998
TEJAS SECURITIES GROUP, INC.
April 28, 1997 - March 12, 1998
J. ROBBINS SECURITIES, L.L.C
November 13, 1996 - March 27, 1997
CELADON FINANCIAL GROUP LLC
November 21, 1995 - August 26, 1996
RICKEL & ASSOCIATES, INC.
February 9, 1995 - November 3, 1995
FAB SECURITIES OF AMERICA, INC.
July 20, 1994 - November 2, 1994
A. T. BROD & CO. INC.
September 17, 1991 - May 23, 1994
DICKINSON & CO.
August 8, 1990 - January 9, 1991
CENTEX SECURITIES, INCORPORATED
September 30, 1989 - March 14, 1990
ADVEST, INC.
September 1, 1988 - September 30, 1989
NEWHARD, COOK & CO. INCORPORATED
November 25, 1985 - December 3, 1987
RAUSCHER PIERCE REFSNES, INC.
March 3, 1985 - November 5, 1985
E. F. HUTTON & COMPANY INC
September 12, 1979 - March 19, 1985
ROTAN MOSLE INC.
August 12, 1975 - November 9, 1979
E. F. HUTTON & COMPANY INC
November 3, 1972 - August 19, 1975
REYNOLDS SECURITIES, INC.
July 17, 1970 - December 1, 1972
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/16/1968
Registered Representative ExaminationSeries 12
Date: 6/24/1975
NYSE Branch Manager ExaminationCurrent Firm
INSTITUTIONAL EQUITY CORPORATION
CRD#: 19628 / SEC#: , 8-37654
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSTITUTIONAL EQUITY HOLDINGS, INC. | COMMON SHAREHOLDER | |
| SHUEY, ROBERT ALTON | MANAGING DIRECTOR OF CORPORATE FINANCE | 710362 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
