TB
Thomas A. Braun
STREAMSONG ADVISORS
Grand Rapids, MI 49512
Some features on this profile are disabled
CRD#: 5779055
TB
Professional summary
Thomas A Braun, who also goes by Tom Austin Braun, is a registered financial advisor currently at STREAMSONG ADVISORS, LLC located in Grand Rapids, Michigan.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Thomas has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Austin Braun
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 08/29/2014 - StreamSong Investment Services - INV REL - 140 Monroe Center NW, Grand Rapids, MI 49503 - DBA for LPL Business (entity for LPL business) - START 8/15/2014 - 20% TIME SPENT 2. 08/29/2014 - StreamSong Real Estate LLC - INV REL - 140 Monroe Center NW, Suite 301, Grand Rapids, MI 49503 - Real Estate Rental - START 7/1/2014 - Owner of entity. Purpose of LLC is to hold lease of 140 Monroe Center 3. 09/15/2014 - STREAMSONG ADVISORS - REGISTERED INVESTMENT ADVISOR - RIA - PROVIDE FINANCIAL ADVICE - TIME SPENT 80% - GRAND RAPIDS, MI 4. 12/24/2014 - NO BUSINESS NAME (MULTIPLE AGENCIES) - INV REL - 3200 BROADMOOR SE, GRAND RAPIDS MI 49512 - NON-VARIABLE INSURANCE - START 01/20/2015 - 5 HR/MO 1 DURING SECS TRDG HRS - LIFE, HEALTH, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES 5. 09/29/2015 - Change Parts - INV REL - 3200 Broadmoor Grand Rapids MI 49512 - For-Profit Board Member - START 11/01/2015 - Not rep of record. 4 board members. Yes, Majority vote required. Not publicly traded. - 2 HOURS PER MONTH, 2 DURING TRADING 6. 03/19/2025 - StreamSong Advisors Montana LLC- Owner - NON INV REL - 55 W 14th St, Suite 101 Helena Montana 59601 - Purchase of a vehicle in Montana - START - 12/05/2024 - 0 HOUR PER MONTH, 0 DURING TRADING. 7. 03/19/2025 - BKV Ventures - Member - NON INV REL - 3200 BROADMOOR AVE SE GRAND RAPIDS Michigan 49512-2865 - Buying into current office building - START - 03/01/2025 - 0 HOUR PER MONTH, 0 DURING TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas A Braun's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 2, 2014 - Present
STREAMSONG ADVISORS, LLC
Office #1: 3200 Broadmoor Se, Grand Rapids, MI 49512RIA
CRD#: 168250
Grand Rapids, MI
Past
August 29, 2014 - April 6, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
GRAND RAPIDS, MI
Past
October 12, 2010 - September 17, 2014
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
GRAND RAPIDS, MI
Past
July 7, 2010 - September 17, 2014
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
GRAND RAPIDS, MI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(6/29/2022)
IAR
Michigan(9/2/2014)
IAR
Texas(5/8/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SA
STREAMSONG ADVISORS, LLC
STREAMSONG ADVISORS, LLC | TACTICAL ADVISOR 7, LLC
CRD#: 168250 / SEC#: 801-78274
RIA
Registered Investment Advisory firm - (6/28/2016 Terminated)Georgia
Registered Investment Advisory firm - (6/29/2022 Approved)Michigan
Registered Investment Advisory firm - (3/1/2016 Approved)Montana
Registered Investment Advisory firm - (4/29/2024 Approved)Ohio
Registered Investment Advisory firm - (2/2/2023 Terminated)Texas
Registered Investment Advisory firm - (10/31/2022 Conditional Restricted)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3200 Broadmoor Se, Grand Rapids, MI 49512
Mailing Address
Phone number
(616) 433-6006
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 444 |
| AUM (Assets Under Management) | $ 91,187,234 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STREAMSONG ADVISORS, LLC
CRD#: 168250Grand Rapids, MI 49512TRUST BUT VERIFY
Monitor Thomas Braun
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
