Christopher Alan Taylor
CFP®Professional Summary
Christopher Alan Taylor, CFP®, who also goes by Christopher Alan Brum-taylor, Chris A Taylor, is a registered financial advisor currently at APEX STRATEGIC WEALTH, LLC located in Chattanooga, Tennessee. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Christopher has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher Alan Taylor, Christopher Alan Brum-Taylor, Chris A Taylor
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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OSAIC WEALTH, INC.
Disclosures on record.
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Credentials
Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
APEX PRIVATE WEALTH, LLC | SOLOMONWOOD, LLC | CLEARTRAC WEALTH ADVISORS | BRIDGETOWN INVESTMENT COUNSEL | APEX STRATEGIC WEALTH, LLC
Contact Information
Main Address
3800 St. Elmo Ave. Suite 129, Chattanooga, TN 37409Phone Number
(423) 602-5390# of Employees
8SEC notice filing (11 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,328AUM (Assets Under Management)
$292,139,662Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
APEX PRIVATE WEALTH, LLC | SOLOMONWOOD, LLC | CLEARTRAC WEALTH ADVISORS | BRIDGETOWN INVESTMENT COUNSEL | APEX STRATEGIC WEALTH, LLC
State Registrations and Notice Filings
(5/27/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Christopher Alan Taylor's CRS (Customer Relationship Summary).
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OSAIC WEALTH, INC.