Elliott V. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elliott Vance Hill was a registered financial professional .
Elliott is a previously registered financial professional and started their career in finance in 2010. Elliott had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2012 - August 16, 2018
MCDERMOTT INVESTMENT ADVISORS, LLC
July 23, 2012 - December 22, 2017
MCDERMOTT INVESTMENT SERVICES, LLC
June 22, 2012 - July 24, 2012
NORTH ATLANTIC SECURITIES, L.L.C.
March 16, 2012 - June 20, 2012
BROOKSTONE SECURITIES, INC.
March 2, 2012 - June 21, 2012
BROOKSTONE SECURITIES, INC.
July 7, 2010 - March 1, 2012
NORTH ATLANTIC SECURITIES, L.L.C.
Primary Firm SEC Registration
MCDERMOTT INVESTMENT ADVISORS, LLC
CRD#: 132221 / SEC#: 801-79404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCDERMOTT INVESTMENT ADVISORS, LLC
CRD#: 132221 / SEC#: 801-79404
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 709 |
| AUM (Assets Under Management) | $ 211,048,107 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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