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Thomas E Poltersdorf

Thomas E Poltersdorf

CFP®
GT WEALTH
LEBANON, PA
·CRD# 5778551·16 years experience

Professional Summary

Thomas E Poltersdorf, CFP®, who also goes by Thomas Edward Poltersdorf, Thomas E Poltersdorf Jr, is a registered financial advisor currently at GT WEALTH LLC located in Lebanon, Pennsylvania. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Thomas has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Who I Serve

Business Owners & Entrepreneurs

Services Offered

  • Tax Planning
  • Business Services
  • Retirement Planning

Specializations

Business Exit & Succession Planning

Biography

I help small business owners align their Personal, Financial, and Business goals to position themselves for a successful business exit on their terms. We help identify, create, and align their: Personal Goals - Develop your life plan Financial Goals - Create a personal financial plan addressing estate & tax planning Business Goals - Maximize your company value Learn more at https://beyondyourexitwm.com/ or Listen to the podcast Business Exit Success at https://beyondyourexitwm.com/podcast. This is a podcast...

Other Aliases

Thomas Edward Poltersdorf, Thomas E Poltersdorf Jr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Direct

(xxx) xxx-xxxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2021

Years of Experience

16 years in the financial services industry

Current & Past Employments

GT WEALTH LLC·CRD# 315874
RIA
336 Cumberland St S, Lebanon, PA 17042
November 22, 2021 - Present
MML INVESTORS SERVICES, LLC·CRD# 10409
RIA
Mechanicsburg, PA
May 13, 2015 - November 29, 2021
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Mechanicsburg, PA
April 28, 2015 - November 29, 2021
TD AMERITRADE, INC.·CRD# 7870
RIA
Harrisburg, PA
August 26, 2011 - April 15, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC·CRD# 111514
RIA
Harrisburg, PA
August 26, 2011 - April 15, 2015
TD AMERITRADE, INC.·CRD# 7870
BD
Harrisburg, PA
August 26, 2011 - April 15, 2015
MORGAN STANLEY·CRD# 149777
RIA
Morristown, NJ
September 13, 2010 - June 27, 2011
MORGAN STANLEY·CRD# 149777
BD
Morristown, NJ
July 16, 2010 - June 27, 2011

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Current Firm

GT WEALTH LLC
GT WEALTH LLC

BEYOND YOUR EXIT WEALTH MANAGEMENT | GT WEALTH LLC | BEYOND YOUR EXIT WEALTH MANAGEMENT LLC

CRD#: 315874
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (11/12/2021 Approved)
Texas
Registered Investment Advisory firm - Texas (9/28/2026 Conditional Restricted)

Contact Information

Main Address

336 Cumberland St S, Lebanon, PA 17042

Phone Number

(570) 269-5055

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

7

AUM (Assets Under Management)

$3,360,978

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Pennsylvania
(11/22/2021)
IAR
Texas
(9/28/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2010About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2010About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Thomas E Poltersdorf's CRS (Customer Relationship Summary).

Services Offered by Thomas

  • Tax Planning
  • Business Services
  • Retirement Planning

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Thomas E Poltersdorf
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