Thomas E. Poltersdorf

BEYOND YOUR EXIT WEALTH MANAGEMENT

Lebanon, PA 17042

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CRD#: 5778551

Professional summary

Thomas E Poltersdorf, CFP®, who also goes by Thomas Edward Poltersdorf, Thomas E Poltersdorf Jr, is a registered financial advisor currently at BEYOND YOUR EXIT WEALTH MANAGEMENT located in Lebanon, Pennsylvania.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Thomas has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

I help small business owners align their Personal, Financial, and Business goals to position themselves for a successful business exit on their terms.

We help identify, create, and align their:

Personal Goals - Develop your life plan
Financial Goals - Create a personal financial plan addressing estate & tax planning
Business Goals - Maximize your company value

Learn more at https://beyondyourexitwm.com/ or Listen to the podcast Business Exit Success at https://beyondyourexitwm.com/podcast. This is a podcast dedicated to educating and empowering owners on how they can maximize the value of their business, get post exit guidance, and explain what's needed to have a personal financial plan in place.

Question & Answer

What are your service offerings?

Tax Planning

Small Business Planning

Retirement Planning

Business Succession Planning

Do you have an area of expertise or specialization?

Business Owners

Entrepreneurs

Are you a "fiduciary"?

Yes

Aliases

Thomas Edward Poltersdorf | Thomas E Poltersdorf Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas E Poltersdorf's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

November 22, 2021 - Present

BEYOND YOUR EXIT WEALTH MANAGEMENT

Office #1: 336 Cumberland St S, Lebanon, PA 17042

RIA

CRD#: 315874

Lebanon, PA

Past

May 13, 2015 - November 29, 2021

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

MECHANICSBURG, PA

Past

April 28, 2015 - November 29, 2021

MML INVESTORS SERVICES, LLC

CRD#: 10409

MECHANICSBURG, PA

Past

August 26, 2011 - April 15, 2015

TD AMERITRADE, INC.

RIA

CRD#: 7870

HARRISBURG, PA

Past

August 26, 2011 - April 15, 2015

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

HARRISBURG, PA

Past

August 26, 2011 - April 15, 2015

TD AMERITRADE, INC.

CRD#: 7870

HARRISBURG, PA

Past

September 13, 2010 - June 27, 2011

MORGAN STANLEY

RIA

CRD#: 149777

MORRISTOWN, NJ

Past

July 16, 2010 - June 27, 2011

MORGAN STANLEY

CRD#: 149777

MORRISTOWN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/10/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/15/2010

General Securities Representative Examination

Current Firm

BEYOND YOUR EXIT WEALTH MANAGEMENT

BEYOND YOUR EXIT WEALTH MANAGEMENT | BEYOND YOUR EXIT WEALTH MANAGEMENT LLC

CRD#: 315874 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (11/12/2021 Approved)

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Contact information

Main Address

336 Cumberland St S, Lebanon, PA 17042

Mailing Address

Phone number

(717) 937-1612

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 1,762,281

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Thomas E. Poltersdorf

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas E Poltersdorf's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 9/10/2010

SIE

Date: 10/1/2018

Series 7

Date: 7/15/2010

Current Firm

BEYOND YOUR EXIT WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BEYOND YOUR EXIT WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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