Mark R. Recker

RECKER FINANCIAL LLC

Bay City, MI 48708

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CRD#: 5778143

Professional summary

Mark Raymond Recker, CFP® is a registered financial advisor currently at RECKER FINANCIAL LLC located in Bay City, Michigan.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Mark has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mark Recker is currently licensed to sell life and health insurance however, he is no longer affiliated with any insurance organization and does not sell insurance products to clients or or prospective clients of the firm. This activity does not account for any of his time. Mark Recker is also a 20% owner of Maurer Meat Processors in Ubly MI and helps manage finances of operation. Less than 10% of his time is spent on operating the business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Raymond Recker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

September 17, 2018 - Present

RECKER FINANCIAL LLC

Office #1: 122 Uptown Drive Suite 204, Bay City, MI 48708

RIA

CRD#: 298520

Bay City, MI

Past

February 2, 2011 - August 23, 2018

HANTZ FINANCIAL SERVICES, INC.

RIA

CRD#: 46047

BAY CITY, MI

Past

May 19, 2010 - August 23, 2018

HANTZ FINANCIAL SERVICES, INC.

CRD#: 46047

BAY CITY, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(9/17/2018)

IAR

New York
(4/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/5/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/23/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/2010

General Securities Representative Examination

Current Firm

RECKER FINANCIAL LLC

CRD#: 298520 / SEC#:

Michigan

Registered Investment Advisory firm - (9/4/2018 Approved)

New York

Registered Investment Advisory firm - (4/21/2023 Approved)

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Contact information

Main Address

122 Uptown Drive Suite 204, Bay City, MI 48708

Mailing Address

Phone number

(989) 214-0120

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	169
AUM (Assets Under Management)	$ 13,989,834

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark R. Recker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Raymond Recker's CRS (Customer Relationship Summary).

Certified licenses

Experience

RECKER FINANCIAL LLC

HANTZ FINANCIAL SERVICES, INC.

HANTZ FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/5/2010

SIE

Date: 8/23/2018

Series 7

Date: 5/18/2010

Current Firm

RECKER FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RECKER FINANCIAL LLC

TRUST BUT VERIFY

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