Katherine A. Soto
Professional summary
Katherine Anne Soto, who also goes by Katherine Anne Petitt, is a registered financial professional currently at MIRUS SECURITIES, INC. located in Burlington, Massachusetts.
Katherine is registered as a RR (Registered Representative) and started their career in finance in 2010. Katherine has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Katherine Anne Soto's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 14, 2012 - Present
MIRUS SECURITIES, INC.
Office #1: 200 Summit Drive Suite 460, Burlington, MA 01803Office #2: 200 Summit Drive Suite 460, Burlington, MA 01803April 28, 2010 - March 13, 2012
METRIC FINANCIAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/14/2012)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MIRUS SECURITIES, INC.
CRD#: 29075 / SEC#: , 8-44085
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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Company Information
MIRUS SECURITIES, INC.
CRD#: 29075Burlington, MA 01803TRUST BUT VERIFY
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