John H. Crotts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Hoyle Crotts, who also goes by John Hoyle Crotts Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1968. John had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2018 - November 9, 2018
ALLSTATE FINANCIAL SERVICES, LLC
July 24, 2015 - February 28, 2018
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
July 6, 2015 - February 28, 2018
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
November 23, 2009 - August 2, 2013
EQUITABLE ADVISORS, LLC
November 17, 2009 - August 2, 2013
EQUITABLE ADVISORS, LLC
March 26, 2007 - June 11, 2009
EQUITABLE ADVISORS, LLC
March 26, 2007 - June 11, 2009
EQUITABLE ADVISORS, LLC
May 1, 2006 - March 28, 2007
NATIONWIDE SECURITIES, LLC
February 11, 2004 - March 28, 2006
MML INVESTORS SERVICES, LLC
February 11, 2004 - March 28, 2006
MML INVESTORS SERVICES, LLC
April 17, 2003 - October 10, 2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 5, 2001 - October 8, 2002
PRUCO SECURITIES, LLC.
December 8, 2000 - October 8, 2002
PRUCO SECURITIES, LLC.
June 24, 1997 - November 30, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 24, 1997 - November 30, 2000
OSAIC FA, INC.
May 17, 1995 - January 29, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
May 17, 1995 - January 29, 1997
SIGNATOR INVESTORS, INC.
December 17, 1992 - June 30, 1994
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
May 22, 1992 - October 30, 1992
FFP SECURITIES, INC.
May 8, 1991 - May 11, 1992
FORTH FINANCIAL SECURITIES, CORPORATION
May 27, 1987 - May 20, 1991
AETNA LIFE INSURANCE AND ANNUITY COMPANY
July 10, 1968 - April 6, 1987
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/2/1968
Registered Representative ExaminationCurrent Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
